Abstract
Chile is a country crossed by economic inequalities. The constitutional process has opened a space to problematize the institutions that reproduce these inequalities. This paper joins into this discussion arguing that a nuanced focus on the right of access to healthcare under international law would fit the future Constitution better. I label this focus ‘nuanced’, in reaction to international law’s limited ability to address justice claims located at the core of Chile’s social and constitutional discontent. I argue that the right to health under international law is unlikely to address the problem of unequal enjoyment of healthcare services. The paper argues that a better approach would be to integrate a solidaristic understanding to this human right. The added value of solidarity translates in a more substantive conceptualization of social rights where they become at the service of the liberty of all. Through a critical discussion about the inception of the right to health under Chile’s current Constitution, the paper shows the limitations of today’s understanding and the underlying reasons for the transformation it proposes.
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1 Introduction
The most relevant effect of the social revolt that shook Chile in October of 2019, was the creation of conditions which led to the Parliamentary agreement one month afterwards.Footnote 1 Pursuant to this agreement, citizens were called on a plebiscite to decide whether or not they would wish the drafting of a new Constitution. The vast majority of voters agreed, and tasked a Constitutional Convention with the responsibility.Footnote 2
The inability to address economic disparities in the post-Pinochet Chile is one of the likely explanations for the discontent behind the social revolt.Footnote 3 The way the right to the highest attainable standard of health has been promoted in Chile illustrates Chileans’ negative perception of their political and constitutional system.Footnote 4 In this piece, I focus exclusively on financial access to healthcare, meaning that my references to the right to health relate only to this specific dimension. What understanding of this human right could be useful to tackle Chile’s structural socio-economic deficiencies, same which were deplored by the social revolt? This paper will argue that the right to health should be protected in ways different than in Chile’s Constitution of 1980. By the same token, I show that Chile’s problems with social rights are unlikely to be met if this human right is understood in line with official interpretations of the right to health, under international law.Footnote 5 I also argue that the obstacles Chile has experimented in attempting to establish more robust social rights cannot be separated from the content and function the Constitution of 1980 played after the end of the dictatorship. The legitimacy of the Constituent process and the constitutional draft that will be proposed to the country require to understand this and, accordingly, overcome those limitations.
In contrast, this paper will argue that a solidaristic understanding of the right to health is more likely to meet the expectations deposited over Chile’s Constitutional Convention. This solidaristic view has more in common with the way this human right was understood in the Post-War than with the way it has been officially interpreted in the last three decades by United Nations (UN) bodies. By virtue of their definition and function, social rights and the right to health in particular, play a role in the struggle against inequality.Footnote 6 Amidst the significant increase of economic disparities in market-oriented liberal democracies, this attribute is of particular salience. Importantly, Ricardo García Manrique thinks that the operation of social rights is one where commercial exchange should be completely excluded, as otherwise goods essential to liberty would not be at the reach of everyone in conditions of equality.Footnote 7 Under our current setting, the most relevant role the right to health can play is to make liberty as real and effective for those who possess abundance of money, as much as for those who lack it.Footnote 8
In the next section I will look at the official UN interpretation on the right to health. I will argue that despite a few advantageous elements, the laconic way with which this interpretation approaches public health services renders equal rights to all unlikely. Contrarily, taking my cue from the work of Fernando Atria, I consider institutions a pre-requisite for liberty and life in common.Footnote 9 Institutions mediate making probable the improbable.Footnote 10 In the case of the right to health, the improbable is equal enjoyment of healthcare. The function of the public health service institution is to turn that improbability into a probability. In the third section, I will present a critical discussion about the right to health in the context of Chile’s Constitution of 1980. I shall argue that the limitations affecting the official UN interpretation are also present in Chile’s Constitution but in an even more stringent way. Arguing that this latter view promotes a selective understanding of liberty, I will conclude that such a definition cannot be squared with the universalist premises of human rights law. In the fourth section, drawing on Chile’s constitutional tradition before Pinochet, I will present a brief argument in favor of a solidaristic understanding of the right to health. I conclude that this perspective fits better the demands that have emerged from the endemic socio-economic disbalances Chile suffers from.
2 The Human Right to Health: The Official UN Interpretation and the Institutional Challenge
Just like what it is the case with other human rights, the ultimate function of social rights is to revert the problem of poorly distributed power.Footnote 11 This is especially important in Chile, a country where social problems are not limited to poverty, but also concern significant economic disparities.Footnote 12 As stated by one of the most authoritative right to health instruments, the Alma Ata Declaration recognizes the struggle against inequality as a constitutive element of the right to health.Footnote 13
In spite of this important emphasis, the use of social rights as a tool against economic disparities is a pending task. This is especially the case in Chile, a country where economic disparities mirror a public and private divide in the area of healthcare services. The fragmentation of these services in Chile pairs the economic status of the household.Footnote 14 In a country where 64% of workers earns less than €430,Footnote 15 social stratification is reinforced by the fact that the wealthiest groups rely on private healthcare services while a 76% majority does it on State run healthcare services.Footnote 16 This public and private divide can be characterized by a lower quality and quantity of healthcare services for the population ascribed to the public sector. The division illustrates the perception of injustice which arguably led to the 2019 October revolt.
Critically, the struggle against economic disparities is only to a limited extent in conflict with the official UN human rights law interpretation. The closest this discipline addresses this problem is the so-called affordability of goods and healthcare services.Footnote 17 This affordability forms part of an all-encompassing concept of accessibility. This latter concept is in turn part of an even more comprehensive framework that includes: availability, acceptability and quality. Together, these elements structure the core of the UN interpretation of the right to health under international law.Footnote 18
As the concept makes clear, affordability demands services to be payable by everyone. The universality of human rights law is, in principle, expressed in this conceptualization. However, looking closer, this universality translates in access to healthcare services ‘to those who do not have sufficient means’.Footnote 19 The United Nations Committee on Economic, Social and Cultural Rights (hereafter, the UNCESCR Committee) has seconded this perspective when reviewing the periodic reports of progress submitted by the State Parties of the International Covenant on Economic, Social and Cultural Rights. From these assessments it has become clear that healthcare services need to be especially provided without discrimination to vulnerable groups and otherwise disadvantaged populations.Footnote 20 As per the content of the right to health, the only services that appear to be mandatorily provided are those relating to essential primary healthcare.Footnote 21
This approach offers two advantages. For a start, its operationalization is quite clear-cut. The discharging of human rights obligations by the State translates in making essential treatments to individuals at a disadvantage affordable. States, therefore, need not to incur in institutional evaluations. As long as basic services to those in dire straits are granted, human rights obligations can be said to be complied with no matter the institutional form of healthcare services. Moreover, because a minimum focus is more likely to be compatible with varied politico-institutional settings, this focus is more flexible than a stringent approach. From the point of view of international human rights law instruments this is most probably an advantage as States could be incentivized to ratify the Covenant. Such an approach was consolidated in 2000 by means of a specific legal framework for the right to health: General Comment 14 expressed the continuous application of human rights obligations irrespective of the setting within which these services were granted: public, private or mixed.Footnote 22
Despite these advantages, a number of elements are problematic about this interpretation. Granting healthcare services equally to all, tackling economic inequalities, fostering social cohesion and making efficient use of scarce collective resources—all critical elements from the point of view of Chile’s present conjuncture—are all highly dependent on the chosen institutional setting. That General Comment 14 categorizes both commercial and public services in the same way from the point of view of its potential to be either human rights compliant or threatening, far from a supposed neutrality or middle ground, uncovers the neoliberal features of this interpretation. Seeking to provide an equal and universal distribution by means of an inherently unequal mechanism as the market can only be grounded in an ideological conviction.Footnote 23 Having withdrawn from a focus around universal production and distribution of health goods and services, the right to health focuses on the provision of minimums.Footnote 24 As a result, this legal framework places individuals’ asymmetrical enjoyment of healthcare services beyond human rights review. Having said this, in recent reviews, the UNCESCR Committee has at times shifted from this approach and engaged in a focus on universality around a more solidaristic focus.Footnote 25 Whether this perspective will replace the way the human right to health has been up to this point predominantly interpreted,Footnote 26 remains to be seen.
Despite its authority, the UN interpretation is simply one among others.Footnote 27 A classical 1984 decision from Portugal’s Constitutional Court deserves highlight. Responding to an attempt of the government to eliminate by fiat a significant part of the progressive national healthcare system previously created by law, the Tribunal interpreted that the National Health Service was a constitutive element of the right to health and its first means of realization.Footnote 28 The Court ruled that this service could not be eliminated unless the right to health was also eliminated, something which in turn required a constitutional amendment.Footnote 29 In sum: eliminating the National Health Service did not seem to the Constitutional Court something very different from eliminating the right to health.
It is interesting to observe how this solidaristic understanding of the right to health is in no way foreign to the constitutional tradition Chile was headed, prior to the 1973 coup. Chile was in fact developing institutions with an inclination towards universal social protection. This was indeed the case with regard to the institution of the National Health Service (Servicio Nacional de Salud, SNS). The constitutional norm that enabled this institutional practice is valuable in a comparative perspective. Chile’s Constitution of 1925 was the first one in the world to enshrine a constitutional norm dedicated to the protection of health.Footnote 30 It is a provision two decades older than the 1948 Universal Declaration of Human Rights which among its list of social security rights, included ‘medical care’.Footnote 31 The provision is also older than the preamble of the 1946 Constitution of the World Health Organization (WHO), which became well-known due to the influence it exerted on what would become the most authoritative legal norm on the right to health: Article 12 of the 1966 International Covenant on Economic, Social and Cultural Rights.Footnote 32
The fourth paragraph of Article 10.14 of Chile’s Constitution of 1925 stated:
‘it is a duty of the State to safeguard public health and the hygienic welfare of the country. Every year, a sufficient amount of money must become available to sustain a national salubriousness service’ (author’s translation).Footnote 33
Although a set of healthcare services realized this constitutional provision, the most significant step was the coming into being of Chile’s SNS, created in 1952 by Law 10,383, and in force until 1979, when under the government of the military junta, an entire different structure was enacted.Footnote 34 Chile’s SNS was based on ideas drafted by Salvador Allende GossensFootnote 35 who, before becoming President in 1970, had served as Health Minister in the late 1930s and early 1940s. Chile’s SNS was created four years after the British National Health Service, and it originally envisaged the single-tiered structure and universalist approach that characterized the British NHS.Footnote 36 Although the universalist and single-tiered structure of the SNS was moderated by opposed political groups, the SNS contributed to make the structure of healthcare services more effective and less fragmented.Footnote 37
3 The Right to Health in the Constitution of 1980
I shall now look at the right to health from the perspective of the way this human right has been protected under the Constitution of 1980, currently in force. My research interest is to critically assess the legal technique and effects promoted by the Constitution’s conceptualization of liberty. Article 19 number 9 states:
Article 19. The Constitution guarantees all persons:
9. The right to health protection.
The State protects the free and equal access to actions for the promotion, protection and recovery of health and for the rehabilitation of the individual.
It will also be responsible for the coordination and control of the health-related actions.
It is a preferential duty of the State to ensure the implementation of health-related actions, whether provided through public or private institutions, in the form and conditions prescribed by law, which may establish compulsory contributions.
Every person shall have the right to choose the health care system that he wishes to join, be it State-owned or private.Footnote 38
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(a)
Social rights related duties under the Constitution of 1980
While Article 19.9 does not make any reference to a national or public health service, the ruling of the Portuguese Constitutional Court not only considers it a constitutive element of the right to health, but the primary means of its realization. Why so much difference?
It is fair to say that the ontological priority of Article 19.9 is placed, to put it in a commercial language, on the demand rather than on the supply.Footnote 39 The Constitution speaks of ‘health actions’, as if the characteristics of the body in charge of executing those actions would be of less relevance. In fact, that is accurate to describe what was had in mind. Admittedly, the ‘preferential’ duty with which these actions were backed was one of special, reinforced nature. By virtue of this duty, the State could not discontinue the execution of those actions.Footnote 40 Yet, the fact that the State’s duty could be pursued through public or private institutions left a question open: can there be a duty in the context of fundamental rights when that which is being instituted—the private initiative in the area of healthcare—is something which by its nature generates correlative rights only to the minority able to pay for them?
In this respect, Constanza Salgado and Tomás Jordán have shown how Chile’s Constitutional Tribunal and regular courts of law have interpreted this duty in ways where private health payers, so called ISAPREs, would not be merely private entities, but would be in an intermediary position closer to the public realm. They would offer ‘benefits to satisfy needs of general interest’.Footnote 41 The unilateral rise in healthcare plans, interpreted in multiple writs of protection (recursos de protección) as ‘arbitrary’, would be a consequence of this special regime. This regime would be under a greater responsibility threshold than the private one. While Salgado acknowledges the inherent difficulty of guaranteeing a right which can be made conditional to ability to pay and from which private agents can profit from,Footnote 42 she argues in favor of the public function that would have been given to the ISAPREs. This is based, inter-alia, in the lex-specialis character of Article 19.9, in contrast with what would be the more general character of the right to embark in an economic activity, enshrined in Article 19.21.Footnote 43 Be that as it may, this view must still clarify in what way private healthcare services, despite their commercial distribution pattern, could fulfil a duty everyone must be in the position to benefit from.
The reason why this sui generis duty was established is more likely to be found in the intent of the drafters of the 1980 Constitution. Avoiding a wording that could even suggest state monopoly, the State duty to guarantee healthcare services is phrased in a way compatible with the commercial provision of healthcare. I therefore doubt about the accuracy of the view according to which the Constitution of 1980 would have considered the action of private parties one with the characteristics of a public service. Such a view is not backed by the travaux préparatoires of the Constituent Commission. What was in fact searched was to ensure an action of private parties in ways that would not exclude their commercial nature. The specific discussion on the expression ‘preferential’, shows Jaime Guzmán insisting in that word against the proposal of Alejandro Silva Bascuñán, who sought to exchange it for the word ‘necessary’. According to Guzmán, the expression preferential entailed a ‘value judgment which enabled the State to act when an efficacious action from private parties would be lacking’.Footnote 44 This makes clear that the term preferential is another further confirmation of the subsidiary nature of State action, and by no means, a description of a public motivation regarding the commercial initiative in the area of healthcare and, certainly not, a proscription of the commercial interest of private parties in this field.
What concept of liberty is promoted by such an understanding about the scope of social rights? In the next section I shall reflect on this question.
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(b)
The liberty of social rights under the Constitution of 1980.
It is beyond contestation that the ideas of Jaime Guzmán were influential in the commission that drafted the Constitution of 1980. This was also the case regarding the connection between social rights and liberty. For Guzmán:
‘It is evident that, to the extent the State verifies that the private initiative satisfactorily grows in the field of healthcare, the State will subsequently restrict its own action in this field given that it involves a burden to the public budget…’Footnote 45
Moreover, the ‘private initiative is the basis and […] the subsidiary is the State, even if the subsidy covers most of the healthcare offered in the country’.Footnote 46
Basing myself in one of the hypothesis of The Other Model,Footnote 47 Guzmán’s perspective can be understood as an expression of the neoliberal utopia. According to this vision, the market would naturally fulfil the needs of everyone with an efficiency unheard of. After forty years, the people in the streets identified the Constitution of 1980 as a leading cause for Chile’s development malfunctioning. What to say, in this time of balances, about the persistent 76% of the population which remains ascribed to the public health payer system, FONASA?Footnote 48 I would suggest three considerations. Firstly, that this figure reflects a critical aspect highlighted in the ruling of Portugal’s Constitutional Court, abovementioned: without a public healthcare service, the right to health becomes illusory.Footnote 49 Secondly, that an efficient market, in the sense of self-sufficient, accessible to the majority and widely supported, did not take place.Footnote 50 But even if Chile was on track of accomplishing such a promise—in all fairness Guzmán acknowledged that that ‘might take a long time’Footnote 51—people in Chile are unwilling to remain waiting for its eventual coming true. Reality, which in Guzmán’s interpretation appeared as an accident of relative value,Footnote 52 reflects that Guzmán overestimated the capacities of the market in the field of healthcare.
The interpretation that Guzmán makes of subsidiarity does not match the political and constitutional tradition of Chile.Footnote 53 Most importantly, it is useless, because even if it incentivizes the reality it seeks to develop (something which in the light of the 76% ascribed to the public sector is very hard to defend), this happens in exchange of an instability that threatens the rule of law.
How does Guzmán’s concept of subsidiarity justifies the connection between liberty and social rights? Certainly, it was not an argument in favor of equal liberty. What was done was the exact opposite. The privileges of a minority were dressed up with the clothing of an undisputed principle as it is liberty. This served two goals. The first one, of smaller salience, was the liberty of choosing a physician, a cherished protection in the struggle of medical physicians against the ‘former regime’ (Allende’s government).Footnote 54
The second one, of more significance, is Guzmán’s assertion about the need to expressly guarantee ‘the right of private initiative in the area of healthcare’.Footnote 55 In agreeing with this proposal, the drafters of the 1980 Constitution blocked the objectives of equal liberty and solidarity. The protected liberties were those of the few, not those of the many. Guzmán insisted that the scope of market action should be circumscribed by subsidiarity. Comparing healthcare with education, Guzmán indicated that: ‘a group of parents may perfectly give life to a paid primary education establishment; and doing so could not be considered unconstitutional because it is not obligatory for these bodies to provide it free of charge.’Footnote 56 Sergio Diez, in turn, indicated that: ‘what is normal in healthcare is liberty… and nobody can discuss, consequently, the existence of liberty to choose the medical system, and even, the specific place where a person wishes to obtain healthcare, in case a person chooses to be treated by the private system…’Footnote 57 The scheme became complete with a short but telling characterization of the limited prerogatives of the patient ascribed to the public sector, where: ‘…one should not exaggerate. If someone wishes to go to the State run system, one cannot elect the physician freely.’Footnote 58
It is relevant to note the way the constitutional rule is drafted. Free choice of provider and healthcare system are presented as if what would be at stake would be as unimportant as the choice between a Coke and a Pepsi (‘whether provided through public or private institutions’, ‘be it State-owned or private’). The difference is that whereas these two products provide a more or less similar satisfaction and cost more or less the same, the care offered by the commercial clínicas of the Eastern side of the capital is qualitatively and quantitatively superior to the much cheaper or free-of-charge consultorios and hospitales distributed all over the country.Footnote 59 When the protected good is nothing least than someone’s life or physical integrity, these differences are no doubt important.
In the light of the abovementioned, what is the specific function of the Constitution’s freedom of choice? There are at least two important elements. On the one hand freedom of choice entails a limit to the democratic legislator. The amendment of any element of this provision, including the dissolvement of the for-profit provision of healthcare, requires a Congress super-majority of two-thirds.Footnote 60 On the other hand, freedom of choice is a prerogative of the privileged. It is thanks to this provision that those with greater resources can buy their way out of the waiting lists, slender options and scarcities characterizing these public services. The deceptiveness of this language emerges from presenting as pro-rights what in fact is a privilege for the few. Most fundamentally, injustice emerges from integrating the by definition unequal distribution of the market in an area where what should dominate is universal access. While this provision has contributed to make Chile’s healthcare more commercial, it has also contributed to clarify what is lost when this right is not protected as a human right, but as the mere ‘social claim’ with which Jaime Guzmán actually identified it.Footnote 61
This limited definition of liberty is aligned with the healthcare system introduced by the military junta. The National System of Health Services (Sistema Nacional de Servicios de Salud) is a mixed system with several tiers. There is first the ‘institutional modality’ with its four levels of contribution dependent on the resources of the household.Footnote 62 There is then the ‘free-election modality’, which is conditioned to greater co-payments and, finally, the private healthcare sector handled by the ISAPREs. In this level the market operates with greater liberty.Footnote 63 It is important not to forget the astounding exception of the Armed and Security Forces. Under the regulation of law 19,465 of 1996 and Decree Law 844 of 1975, the Armed and Security Forces are true institutional bubbles of solidarity.Footnote 64 Esping Andersen, commenting on comparable cases, understands these exceptions as a means to attract the loyalty of groups within the population.Footnote 65 I think that rather than depriving the Armed and Security Forces of the dignified treatment they have so far received, the logic thing would be to extend those schemes to the rest of the population.
Supposedly universal choices which are theoretically conditional and in practice unreachable but to a few, are not expressions of liberty. They are constitutional devices destined to entrench privilege. This false choice has discredited Chile’s constitutional democracy. It represents a deviation from the precarious but still universalist path under which Chile’s healthcare services were headed up to September 11, 1973.
In the next sub-section, I will focus on a recent contribution from Rosalind Dixon and Sergio Verdugo.Footnote 66 For reasons of space, I cannot focus on the way these authors conceive the role social rights should play in the new Constitution. Yet, I would like to provide a critical reflection about the way these scholars have understood Chile’s legal and political dynamics and how such a view impacts what is at stake with the right to health. This will allow me to take a critical stand regarding the suggestion, implicit in their work, that the main challenge for the constituent process necessitates more of a sound legislative and constitutional technique rather than a political willingness to confront the authoritarian nature and political ideals that permeate the Constitution of 1980.
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(iii)
Reforms within the Constitution of 1980: the borders of permissibility.
Rosalind Dixon and Sergio Verdugo have suggested that the limited scope of social rights in Chile owe largely to ‘the burdens of inertia’ in the protection of social and economic rights.Footnote 67 In line with this diagnosis, these scholars move on to propose a complex combination of various forms of institutional restraint and initiatives from State powers together with a set of public policies that would better protect social rights under what would be the future Constitution. In my view, this perspective downplays the legal and factual normative power the Constitution of 1980 has had since the end of the dictatorship. This is problematic for an assessment of the right to health in the Post-Pinochet Chile. Placing the emphasis on reform, as these authors do, distracts from the great achievement the Constitution of 1980 has had for its supporters all along these years: the way in which it has effectively outcasted from Chile’s legal order the possibility, even the mere idea, of restoring a universal public healthcare service.
Dixon and Verdugo suggest that the space left for reform under the purview of the Constitution of 1980 was wide. They exemplify this pointing out a number of reforms or adaptations that have taken place, eg, the introduction of the AUGE-GES Programme, the increasing of public spending on the healthcare system or the decisions of the Constitutional Tribunal which limited ISAPREs ability to increase prime prices to patients that posed greater financial risk.Footnote 68 Although it is true that these changes occurred under the current constitutional framework, the key inquiry to determine the grip of the Constitution of 1980 over processes of reform lies in determining the areas that have historically been beyond the reach of Chile’s electoral majorities. While Dixon and Verdugo are right to say that some aspects of the system could be reformed by simple majority,Footnote 69 as it was mentioned earlier, the elimination of the commercial delivery of healthcare which consolidates an inequitable two-tiered healthcare model, can only be reformed through a two thirds supermajority in both houses of Congress.Footnote 70 And even regarding those other elements of the health system that could be modified through simple majority, one should not forget that those ‘majorities’ have been generated under the rules of the notorious ‘binominal’ system instituted by Organic Law 18,700.Footnote 71 This legal instrument can only be amended by a supermajority of four sevenths (and after 2005, three fifths) in both houses of Congress. All along its existence, this electoral system has been criticized by the way in which it has historically contributed to overrepresent the political right, perpetuating the legacy of the dictatorship.Footnote 72 The electoral system was reformed only in 2015, being substituted by a proportional system.Footnote 73 However, one cannot underestimate the effects that this and other authoritarian enclaves have imprinted over Chile’s political culture ideologically, in terms of representation and democratic participation.Footnote 74 This is sufficiently documented and the only thing I would like to highlight at this point, is the subjective effect that these counter-majoritarian institutions generated in Chilean politics: the positive knowledge that even when a reform could be carried out, it would have to adapt, in no insignificant measure, to the more general constitutional framework. This perspective seems corroborated by the fact that the constituent plebiscite of October 2020 – the one electoral act in thirty years of democracy with the potential of breaking out free from these limitations – was met with the greatest turn out in Chile’s electoral history.Footnote 75
Consequently, I find it problematic to attempt to explain the deficiencies in the provision of social rights in Chile by reference to the burdens of inertia, a phenomenon which in my view seems like an obstacle affecting liberal democracies more generally. The expression inertia suggests a negligent passivity that leads to the omission of Parliamentarian’s duties. Yet, the label underplays or does not account for the decidedly antimajoritarian nature of the institutions and dynamics that characterized the Post-Pinochet years under the purview of the Constitution of 1980. Without denying that this notion could have some explanatory value, Chile’s legislative inability to reform cannot be explained by refence to a general lethargy while at the same time failing to give enough credit to the ideological overlap between the political right and the authoritarian enclaves, together with a political technocratic culture which resulted from a reasonable perception of what was and was not possible within the framework of the Constitution of 1980.
What one must do is to ask: what, in the last thirty years, was of political salience in the field of healthcare but which due to the institutional obstacles inherited from the Constitution of 1980 was placed beyond the reach of the majority? The unsurprising answer is the return to the universalist path Chile was headed prior to the 1973 coup in the shape of a single-tiered universal public healthcare service. This helps to understand why, in the vocabulary of Chile’s scholars, a ‘really significant’ transformation had taken place when the Constitutional Tribunal engaged in the very modest declaration of unconstitutionality of the rule according to which ISAPREs were allowed to charge more money for primes regarding patients that posed greater financial risk.Footnote 76 Political alternatives were thus restricted. More structural reforms such as annulling or severely limiting the for-profit provision of healthcare were out of the scope of the available legal options. As such, they were factually banned for thirty years from the political debate no matter the degree of interest they conceited. That some scholars do not see a future for the establishment of a single-tiered healthcare system due to lack of consensus,Footnote 77 so seems to me, is a conclusion that remains somewhat hooked to the sphere of possibilities determined by the oppressive boundaries of the Constitution of 1980.
After the 2019 social revolt, the horizons of Chile’s political imagination have been considerably broadened. Whether the Constitutional Convention will discuss or establish a single-tiered universal healthcare service that heavily minimizes the role of the private sector is a possibility that can no longer be so easily discarded. Dixon and Verdugo are right to say that the constituent process has generated expectations, but it is paradoxical to worry about unfulfilled expectations while at the same time proposing an overcomplex constitutional approach paired with suggestions for moderate reform. In order to meet those legitimate expectations, but also to counter the likely threats that could feed from a too moderate outcome,Footnote 78 the right to health should be enshrined as an entitlement associated to citizenship and medical need in the form of a universal public service. The particulars of this option are addressed in the next section.
4 Reconstructing Chile’s Constitutional Tradition: Solidarity
As shown in Sect. 2, the official international perspective on the right to health contains similarities with Chile’s current legal order. Just like Article 19.9, General Comment 14 of the UNCESCR Committee understand the human rights question as one disconnected from the setting in which healthcare services are provided.Footnote 79 Moreover, the selective protection Chile gives to vulnerable individualsFootnote 80 is in line with the international human rights framework which revolves around minimum ‘core’ obligations and special protection to individuals in a position of disadvantage.Footnote 81
For these reasons, drafting a right to health provision that would mainly import the emphases of international law is an approach unlikely to meet Chile’s structural deficiencies in this field. This is particularly true after the 2019 social revolt. Despite Chile’s significant steps forward,Footnote 82 the revolt highlighted the unaddressed lack of equity of the health policies implemented since the return of democracy.Footnote 83 Chile craves for social justice and the human rights that will give shape to the new Bill of Rights must be able to channel it.
A solidaristic interpretation of the right to health conceives this human right without losing grip from social justice. From the point of view of solidarity, the right to health entails both a material and an immaterial dimension. The material dimension makes reference to the health facilities, goods, services and conditions involved in the operation of healthcare.Footnote 84 The immaterial dimension involves the operationalization of the ‘equality of status’ once identified by TH Marshall as the function of social rights.Footnote 85 Achieving this equality of status is not something that can be reached by granting vital means-tested entitlements associated to criterions of vulnerability. Such an understanding of equality is intrinsically connected to the individuals in need of equalization. But these individuals are not equalized. Neither practically nor theoretically. As the practice in Chile demonstrates, the entitlements generated by the public system are of far lower intensity than those to which individuals in the position to pay for their healthcare can receive. Moreover, a pre-determined minimum dignity threshold is by definition different to the entitlement individuals in the position of purchasing healthcare services can obtain. For this reason, the question of equality of status is one which should not be centered on individuals, but on institutions.
Up to this point the predominant interpretation of Article 12 of the International Covenant on Economic, Social and Cultural Rights has been centered on minimum entitlements to the disadvantaged, leaving the provision of healthcare mainly open. Against the way Article 12 has been interpreted by the UNCESCR Committee, this provision demands granting the highest attainable standard of health equally to everyone.Footnote 86 This requires to clarify the principles and institutions that can render this promise probable. To this end, the identification of the duty bearer together with the identification of solidaristic principles of distribution must be made explicit. A solidaristic understanding of the right to health in Chile involves two components: (a) the identification of a public health institution as the main duty bearer of the human right to health, and (b) the gradual, precarious and everlasting effort to de-commodify healthcare services and, in a proportionally inverse manner, the gradual, precarious and everlasting effort to socialize the provision of those services.Footnote 87
In Chile, the solidaristic path to fulfil the right to health leads towards the revival of the SNS, as envisioned in Article 10.14 of Chile’s Constitution of 1925 (including the reform of 1971). This provision presents the right to health from the point of view of the institutions in charge of fulfilling the duty. This is logical. An insufficient characterization of the duty to protect health would lead, in a inversely proportional way, to an insufficient correlative right. A limitation is that the constitutional provision does not enter into detail on the principles and form of accomplishing such a task. Following the experience of the British NHS which, as already indicated, was an inspiration for Chile’s SNS, Chile’s SNS fundamental principles of operation and distribution should also be constitutionalized.Footnote 88 By revolving around citizenship and medical need, these principles are not means tested for which reason they do not require an individual characterization of the recipients. As such, these principles of distribution offer a path to approach the goal of equal liberty.
5 Conclusion
The constitutional provision on the right to health of the Constitution of 1980 seeks and is successful at generating a prerogative designed exclusively for the privileged. This ‘freedom of choice’ does not reflect a liberty in line with the social and democratic rule of law I think Chileans are attempting to construct. In Chile, admittedly, the preferential duty of the State leads to the assistance for indigents under the institutional modality and the protection floors created by the AUGE-GES programme. Even though these efforts are worthwhile, they have been compatible with the generation of institutional parallelisms where the experience of obtaining healthcare is diametrically different for the rich and the poor, with negative consequences for the legitimacy of Chile’s constitutional democracy. The discussion I have been promoting has been another one. It aims at answering what can we do to avoid the normalization of institutions of first, second and third category. What has motivated me has been the attempt of relating the right to health to institutions able to nurture everyone by their status of human, in place of having to first look at the financial state of account in order to determine where the individual should obtain healthcare.
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Notes
Two questions were formulated to voters in the plebiscite of 25 October 2020. Firstly, whether they would wish a new Constitution being drafted and, in the affirmative, whether they would wish the new Constitution to be drafted by a Constitutional Convention or by a Mixed Constitutional Convention (the latter being comprised in equal parts both by members of Congress and elected representatives). The ‘approval’ option obtained 78.27%, while the Constitutional Convention option obtained 78.99% of the votes. See Servicio Electoral de Chile (2020).
Alberto Mayol linked the discontent with a deep sensation of injustice grounded on an inability to tackle economic disparities and the falseness of the promise of social mobility. Mayol (2012), pp. 23, 97.
For a more elaborated description of this interpretation, see Arenas Catalán (2021a), ch 2.
WHO (1978), para II.
García Manrique (2013), pp. 18–21, 241, 265, 269–270.
This is in line with Gerald Cohen’s observation that in a market society ‘money and its lack, imply relations of freedom and unfreedom’ and that the protest against poverty is a plea ‘against the extreme unfreedom of the poor in a capitalist society, and in favour of a much more equal distribution of freedom’. Cohen and Otsuka (2011), pp. 184‒86.
Atria (2016), p. 20.
Atria (2016), p. 154.
Garcia Manrique (2013), p. 34.
WHO (1978), para II.
According to PAHO, Chile’s health system is fragmented regarding the financing, guarantee, provision of services and unequal availability of resources to serve a population that depends from each sector. Out of pocket payments are 38% of total health expenditures in health and that affects mainly families of lesser resources (author’s translation). Organización Panamericana de la Salud and Organización Mundial de la Salud (2017), p. 110; Facultad de Derecho Universidad Diego Portales (2003), p. 383.
The amount mentioned is a rough equivalence of the $400,000 Chilean pesos these workers earn per month. Durán and Kremerman (2020), p. 8.
Organización Panamericana de la Salud and Organización Mundial de la Salud (2017), p. 109.
UNCESCR (2000), para 12 b.
UNCESCR (2000), para 12 b.
UNCESCR (2000), para 19.
UNCESCR (2000), para 36.
UNCESCR (1990), para 10; UNCESCR (2000), paras 43, 47; on a report on Uzbekistan, the UNCESCR Committee expressed concern over ‘the transition from a free to a prepaid health system and the introduction of private insurance-based medical care’. Yet, those dynamics were worthy of note insofar they could ‘impact negatively on low-income groups and the rural population’. See UNCESCR (2006), para 29.
In some recent observations on South Africa, the UNCESCR Committee addressed ‘the large disparities between the public and private health-care systems, with the public system at a disadvantage in relation to the number of medical professionals, medical equipment and medical expenditure…’ UNCESCR (2018), para 63.
For a description of this interpretation see Arenas Catalán (2021a), ch 2.
Tribunal Constitucional Portugal (1984), para (2)(3)(1).
Tribunal Constitucional Portugal (1984), para (2)(3)(3).
Byrne (2009), p. 526.
UNGA (1948), art 25.1.
UNGA (1966), art 12.
Biblioteca del Congreso Nacional de Chile, p. 52.
A fundamental antecedent of the SNS was the legal project of 10 June 1941, see: Urriola Urbina et al. (2009), p. 75.
Sánchez Bustos (2013), pp. 227–228.
Constitución Política de la República de Chile 1980, art 19.
Answering to an intervention of the then Minister of Health, General Fernando Matthei, the Presidente of the Constituent Commission, Enrique Ortúzar, stated: ‘…regarding what could be a national health system it seems that in the opinion of the Minister and of the other attendees, its consecration in the constitutional text would not be necessary’ (author’s translation). Ortúzar, Session 190 1976.
Tribunal Constitucional de Chile (2010), pp. 104–105.
Salgado (2015), p. 425.
Constitución Política de la República de Chile (1980), art 19.21.
Guzmán, Session 205 (1976) (author’s translation).
Guzmán, Session 192 (1976) (author’s translation).
Guzmán, Session 192 (1976) (author’s translation).
Atria et al. (2014), pp. 50–51.
Organización Panamericana de la Salud and Organización Mundial de la Salud (2017), p. 109.
According to figures of the WHO, in 2016 Chile’s private health expenditures reached 997,8 PPA per capita. According to figures of the same agency during the same year, 17 countries incurred in a lower private health expenditure per capita obtaining, at the same time, a lower health expectation at birth time: Costa Rica, Slovenia, Greece, Denmark, the United Kingdom, Finland, Portugal, Ireland, New Zeland, Israel, Sweden, Luxemburg, Island, Norway, Italy, Spain, Japan. See: WHO 2016a, b.
Mayol (2012), p. 24.
Guzmán, Session 190 (1976) (author’s translation).
In the constitutional discussion regarding social security, Guzmán stated that ‘if due to lack of interest of private parties, the State [would have] all social security in its hands, that does not mean that such a system does not remain to be subsidiary. By the same token, it is still subsidiary the action of the State by virtue of which the State owns all schools or all healthcare provision if, in reality, the motivation of that action is the deficiency of private parties to adopt it, their impossibility, lack of interest or incapacity to do so’ (author’s translation). Guzmán, Session 205 (1976).
Cristi and Ruiz-Tagle (2006), p. 332.
Guzmán, Session 190 (1976) (author’s translation).
Guzmán, Session 192 (1976) (author’s translation).
Guzmán, Session 190 (1976); See also the intervention of Julio Pizzi, then Dean of the Faculty of Medicine at Universidad de Chile, who stated: ‘regarding the free-of-charge character of healthcare… he finds it small that such a concept enters into such a broad constitutional provision’ (author’s translation); Ernesto Medina, then President of Chile’s Medical Association was quoted in the following terms: ‘regarding how you carry it out [the guarantee of healthcare], under what conditions you do it, whether you grant it freely… [he] thinks that that is secondary’ (author’s translation). Pizzi and Medina, Session 190 (1976).
Diez, Session 192 (1976) (author’s translation).
Diez, Session 192 (1976) (author’s translation).
Aravena and Inostroza (2015), pp. 244–245.
Constitución Política de la República de Chile 1980, art 127.
Guzmán, Session 190 (1976) (author’s translation).
Ministerio de Salud (2005), arts 159–161.
Ministerio de Salud (2005), arts 171–180.
Esping Andersen (1990), p. 24.
Dixon and Verdugo (2021).
Dixon and Verdugo (2021), p. 36.
Dixon and Verdugo (2021), pp. 38–39, 47.
Dixon and Verdugo (2021), p. 42.
n 61.
Ministerio del Interior, (1988).
Cristi and Ruiz-Tagle (2006), p. 131–132.
Ministerio del Interior y Seguridad Pública (2015).
A recent and widely read account of these authoritarian enclaves can be found in Atria (2013a).
n 3.
Bassa Mercado and Aste Leiva (2015), p. 233.
Bossert and Villalobos Dintrans (2020), p. 5.
Bossert and Villalobos Dintrans (2020), p. 7.
n 23.
Ministerio de Salud (2005), art 147.
n 21.
Since 2005, the AUGE-GES Programme established a covered minimum floor to a determined number of diseases and pathologies. These treatments are covered free of charge with independence of the system to which the individual is ascribed. Superintendencia de Salud.
UNCESCR (2000), para 9.
Marshall (1950), p. 56.
Realizing the highest attainable standard of health ‘can be understood to be reflected by the standard of health enjoyed by the most socially advantaged group within a society’. Braveman and Gruskin (2003), p. 254.
This view is grounded on a number of elements. From the legal theory point of view, I take my cue from the work of Fernando Atria. The first element emerges from his idea of ‘political institutions’ which in turn is based on ‘the socialist notion of reciprocal duty’. The second element is associated with Atria’s consideration of social rights as ‘anomalous grafts’. See Atria (2015), pp. 602, 606, 611; for the second element see: García Manrique (2013), pp. 240–241. From the point of view of the human right to health, this perspective is linked to the Alma Ata Declaration, which considers that primary healthcare: (a) is ‘central’ to the health system of a nation, (b) should be ‘made universally accessible’, and (c) should be considered ‘the first element of a continuing health care process’. WHO (1978), para VI.
Atria recounts them as follows: (a) concern to the needs of all; (b) provision free of charge at the point of delivery, and (c) distribution on the basis of need rather than on ability to pay. Atria 2014 p. 248.
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This contribution is an expansion of a previous work written in Spanish. See: Arenas Catalán (2021a) Derecho a la Salud en la Nueva Constitución Chilena: Libertad, Solidaridad e Instituciones. The author is grateful to Raúl Sánchez-Urribarri, Sergio Verdugo and an anonymous reviewer for their useful suggestions and critical remarks on previous versions of this work.
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Arenas Catalán, E. Chile’s New Constitution: What Right to Health?. Hague J Rule Law 13, 295–314 (2021). https://doi.org/10.1007/s40803-021-00162-6
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DOI: https://doi.org/10.1007/s40803-021-00162-6