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Sentencing Reform in Tanzania: Moving from Uhuru to Ubuntu?

Published online by Cambridge University Press:  29 September 2022

Julian V Roberts*
Affiliation:
Faculty of Law, University of Oxford, Oxford, UK
Edward Hoseah
Affiliation:
University of Iringa, Iringa, Tanzania and Hoseah and Co Advocates and Advocate of the High Court, Dar es Salaam, Tanzania
*
Corresponding author: Julian V Roberts, email: julian.roberts@crim.ox.ac.uk

Abstract

The scholarly literature on sentencing reform has largely overlooked the African continent. The paucity of legal scholarship is particularly striking with respect to Tanzania, one of Africa's largest and most populous countries. This article explores the first significant sentencing reform in Tanzania's history. In 2020, the Tanzanian judiciary issued a comprehensive set of sentencing guidelines for courts to follow. Until this point, sentencing was a highly discretionary stage of the criminal process, and the Tanzanian penal code offered very little guidance with respect to the exercise of that discretion. After providing a brief summary of the new sentencing regime, we explore the innovative guidance contained in the reforms. In the conclusion we discuss the extent to which the Tanzanian reforms reflect core African values of Ubuntu, or more specifically in the case of Tanzania, Ujamaa, the philosophy popularized by Tanzania's first president, Julius Nyerere.

Type
Research Article
Copyright
Copyright © The Author(s), 2022. Published by Cambridge University Press on behalf of SOAS University of London

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Footnotes

*

Professor of Criminology, Faculty of Law, University of Oxford and Executive Director of the Sentencing Academy.

**

Associate Professor, University of Iringa, Tanzania, President of the Tanganyika Law Society – Tanzania Bar (2021–22).

References

1 For recent scholarship on these jurisdictions, see Ambos, K (ed) Sentencing: Anglo-American and German Insights (2019, Göttingen University Press)Google Scholar; M Tonry (ed) Sentencing Policies and Practices in Western Countries: Comparative and Cross-National Perspectives (2016, Oxford University Press); C Spohn and P Brennan (eds) Handbook on Sentencing Policies and Practices in the 21st Century: Corrections and Sentencing (2019, Routledge); and J Roberts and L Harris “Sentencing guidelines outside the United States” in C Spohn and P Brennan (eds) Handbook on Sentencing Policies and Practices in the 21st Century: Corrections and Sentencing (2019, Routledge) 68.

2 See for example Terblanche, SSentencing in South Africa” (2020) 33 South African Journal of Criminal Justice 4Google Scholar.

3 Roberts, J and Terblanche, SSentencing practice, policy, and reform in Southern and East Africa” (2020) 43 South African Journal of Criminal Justice 1Google Scholar. For the first collection of essays exploring sentencing in Southern and Eastern Africa, see the June 2020 special issue of the South African Journal of Criminal Justice.

4 B Slattery A Handbook on Sentencing in Tanzania (1971, East African Literature Bureau).

5 The guidelines are contained in Judiciary of Tanzania Tanzania Sentencing Manual for Judicial Officers (2020, The Judiciary of Tanzania) (TSM), which states the law as in effect on 31 December 2019.

6 Id at 1.

7 Molla, KSentencing in Ethiopia: Sanctions, guidelines and reform” (2020) 43 South African Journal of Criminal Justice 148Google Scholar; Kamuzze, JFrom discretionary to structured sentencing in Uganda” (2020) 43 South African Journal of Criminal Justice 126Google Scholar.

8 TSM, above at note 5 at 1. The manual further notes at 3 that the document “will not remain stagnant”.

9 N Kimaro Problems of Sentencing in Tanzania: A Case Study of Dar Es Salaam Magistrates’ Courts (1990, University of Dar es Salaam).

10 Criminal Appeal no 170 of 2007 (unreported).

11 Roberts, J and Gazal-Ayal, OSentencing reform in Israel: An analysis of the statutory reforms of 2012” (2013) 46 Israel Law Review 455CrossRefGoogle Scholar.

12 Roberts and Harris “Sentencing guidelines”, above at note 1 at 68.

13 Act 9 of 1985 as amended.

14 Act 1 of 1972, cap 90 as amended periodically.

15 Probation Offences Act, sec 4, cap 17.

16 CPA, sec 348.

17 Penal Code, sec 25(1) and sec 26, cap 16.

18 Act 1 of 1972.

19 Cap 16 RE 2002. Amended by Sexual Offences Special Provisions Act of 1998.

20 Cap 20 RE 2002.

21 Cap 16 RE 2002.

22 Road Traffic Act 12 of 2002 as amended by Act 21 of 2016 revised and amended by Act 18 of 2018.

23 Cap 16 RE 2002.

24 Cap 20 RE 2002.

25 M Tonry Doing Justice, Preventing Harm (2020, Oxford University Press) at 11.

26 See Roberts, JThe evolution of sentencing guidelines: Comparing Minnesota and England and Wales” (2019) 48 Crime and Justice 187CrossRefGoogle Scholar.

27 R Frase and K Mitchell “Sentencing guidelines in the United States” in Spohn and Brennan (eds) Handbook, above at note 1 at 43.

28 R Frase “Forty years of American sentencing guidelines: What have we learned?” in M Tonry (ed) American Sentencing (2019, University of Chicago Press) 79.

29 Roberts and Harris “Sentencing guidelines”, above at note 1 at 68.

30 TSM, above at note 5 at 1.

31 The English guidelines can be found on the Sentencing Council's website, available at: <https://www.sentencingcouncil.org.uk/research-and-resources/> (last accessed 28 July 2022). For discussion, see A Ashworth and J Roberts “The origins and evolution of sentencing guidelines in England and Wales” in A Ashworth and J Roberts (eds) Sentencing Guidelines: Exploring the English Model (2013, Oxford University Press) 1. Several other African jurisdictions have also adopted and adapted the English guidelines. See Yilma, KSentencing in Ethiopia: Sanctions, guidelines and reform” (2020) 33 South African Journal of Criminal Justice 148Google Scholar; Okoth, JThe pursuit of consistency in sentencing: Exploring Kenya's sentencing guidelines” (2020) 33 South African Journal of Criminal Justice 106Google Scholar.

32 TSM, above at note 5 at 2.

33 Available at: <http://www.ttlawcourts.org/jeibooks/books/SHB2016_new.pdf> (last accessed 3 August 2021).

34 N Kilekamajenga Restorative Justice: A New Approach to Contemporary Criminal Justice in Tanzania (2018, University of Pretoria) at 249.

35 A von Hirsch and A Ashworth Proportionate Sentencing (2005, Oxford University Press); A von Hirsch Doing Justice (1976, Hill and Wang).

36 Edwards, G, Rushin, S and Colquitt, JThe effects of voluntary and presumptive sentencing guidelines” (2019) 98 Texas Law Review 1Google Scholar at 65; M Tonry Sentencing Matters (1996, Oxford University Press).

37 TSM, above at note 5 at 3, emphasis in original.

38 Ibid.

39 Sentencing Council of England and Wales Offences Taken into Consideration and Totality Definitive Guideline (2017, Sentencing Council of England and Wales) at 5, available at: <https://www.sentencingcouncil.org.uk/overarching-guides/crown-court/item/totality/> (accessed 4 August 2022).

40 Tanzania Penal Code, sec 225.

41 The assault guideline issued in 2011 adopts a different approach which combines harm and culpability into three levels of seriousness. However, this format has been criticized by practitioners. In guidelines issued since then, the Council has moved to the two-dimensional model with three levels of harm and three levels of culpability, as discussed here. The Council has announced its intention to revise the original assault guideline and is likely to replace it with the two independent dimensions found in other guidelines; see for example the guideline for robbery. All English guidelines are available at: <https://www.sentencingcouncil.org.uk/> (last accessed 8 January 2022).

42 The Scottish Sentencing Council has issued a guideline which follows this simpler structure; see <https://www.scottishsentencingcouncil.org.uk/news-and-media/news/sentencing-process-guideline-approved/> (last accessed 23 September 2021).

43 TSM, above at note 5 at 19. The language is based on section 63 of the Sentencing Act 2020 in England and Wales, which states that “[w]here a court is considering the seriousness of any offence, it must consider (a) the offender's culpability in committing the offence, and (b) any harm which the offence (i) caused, (ii) was intended to cause, or (iii) might foreseeably have caused”.

44 Eg “High seriousness – these are offences at the highest end of the scale of seriousness for the offence. They must attract the highest level of sentence.” TSM, above at note 5 at 19.

45 Id at 53.

46 J Cooper “Nothing personal: The impact of personal mitigation at sentencing since creation of the Council” in Ashworth and Roberts (eds) Sentencing Guidelines, above at note 31 at 157.

47 TSM, above at note 5 at 54.

48 Id at 21.

49 Id at 1.

50 Id at 22.

52 Ashworth and Wasik assert that the current guideline “says nothing about the proper role of the totality principle and gives no clues as to how the court should assess totality in any particular case”; A Ashworth and M Wasik “Sentencing the multiple offender” in J Ryberg, J Roberts and J de Keijser (eds) Sentencing Multiple Crimes (2017, Oxford University Press) 211 at 220.

53 TSM, above at note 5 at 7.

54 J Gormley, J Roberts, J Bild and L Harris Sentence Reductions for a Guilty Plea (2021, Sentencing Academy).

55 TSM, above at note 5 at 54.

56 J Roberts and E Baker “Sentencing structure and reform in common law jurisdictions” in S Shoham, O Beck and M Kett (eds) International Handbook of Penology and Criminal Justice (2008, Taylor and Francis) 551 at 567.

57 See <https://mn.gov/sentencing-guidelines/> (last accessed 12 January 2022).

58 Writing about the Kenyan sentencing guidelines; see Mbori, HDiscreet discretion and moderate moderation in judicial sentencing: A commentary on Kenya's sentencing guidelines” (2017) 3 Strathmore Law Journal 89CrossRefGoogle Scholar at 107.

59 There are 58 prisoners per 100,000 population. The rates in Uganda, Zambia and Zimbabwe are all significantly higher, with over 100 per 100,000; see Institute for Criminal Policy Research World Prison Brief (12th ed, 2020, ICPR) at Table 1.

60 In 2015, the official capacity of the prison system of 29,552 prisoners represented 116% of official capacity; see <https://prisonstudies.org/country/tanzania> (last accessed 8 June 2021). The 2020 Tanzanian Human Rights Report notes that “[p]risons and prison conditions remained harsh and life threatening due to food shortages, gross overcrowding, physical abuse, and inadequate sanitary conditions” (2020, Legal and Human Rights Centre) at 4.

61 Application no 010/2015, [2018] AFCHPR 9 (11 May 2018).

62 J Roberts “Reducing the use of incarceration: A review of recent international experiences” (2006) 5 Judicial Studies Institute Journal 41.

63 B Mgumiro Community Attitudes Towards Community Service Programmes for Offenders in Tanzania: A Case Study of Kinondoni Municipality (2015, Open University of Tanzania). For a discussion of alternative sanctions in the early years of the Tanzanian Republic, see G Boehringer “Aspects of penal policy in Africa, with special reference to Tanzania” (1971) 15 Journal of African Law 182.

64 Mgumiro, ibid at vii. The author also highlights the need for the Tanzanian Community Service Department to allocate more funds to promoting community awareness, at 40.

65 See J Roberts and M Hough Understanding Public Attitudes to Criminal Justice (2005, Open University Press) at 80.

66 TSM, above at note 5 at 37.

67 For discussion of alternative sanctions see A Magalla Alternative Punishments and their Role in Improving Socio-Economic and Political Outcomes in Tanzania (2017, Repository of the Open University of Tanzania).

68 TSM, above at note 5 at 22.

69 J Roberts “Listening to the crime victim: Evaluating victim input at sentencing and parole” in M Tonry (ed) Crime and Justice (2009, University of Chicago Press) 347.

70 L Harris and S Walker Sentencing Principles, Procedure and Practice (2021, Thomson Reuters) at 198; and J Roberts “Crime victims, sentencing and release from prison” in K Reitz and J Petersilia (eds) The Oxford Handbook of Sentencing and Corrections (2012, Oxford University Press) 104.

71 Sentencing Council of England and Wales Sentence Reductions for a Guilty Plea: Definitive Guideline (2017, Sentencing Council of England and Wales).

72 D Cole and J Roberts “What's the point of pleading guilty?” Criminal Reports 44.

73 For example, as per Article 6 of the European Convention of Human Rights.

74 Scholars have warned of the possibility of wrongful convictions arising from vulnerable defendants; see Helm, RConviction by consent? Vulnerability, autonomy and conviction by guilty plea” (2019) 83 The Journal of Criminal Law 161CrossRefGoogle Scholar.

76 Roberts, J and Bradford, BSentence reductions for a guilty plea: New empirical evidence from England and Wales” (2015) 12 Journal of Empirical Legal Studies 187CrossRefGoogle Scholar.

77 Ndeunyema, NReforming the purposes of sentencing to affirm African values in Namibia” (2019) 63 Journal of African Law 329CrossRefGoogle Scholar at 342.

78 Metz, TReconciliation as the aim of a criminal trial: Ubuntu's implications for sentencing” (2019) 9 Constitutional Court Review 113CrossRefGoogle Scholar.

79 For further information about Nyerere's philosophy see J Nyerere Ujamaa: The Basis of African Socialism (1962, Government Printer of Tanzania); Otunnu, OMwalimu Julius Kambarage Nyerere's philosophy, contribution, and legacies” (2015) 13 African Identities 18CrossRefGoogle Scholar; and Nyerere, JAfrican socialism: Ujamaa in practice” (1971) 2 The Black Scholar 2Google Scholar.

80 I Anoba Communism in Africa: On Ubuntu and Nationalism at 1, available at: <https://www.africanliberty.org/2018/11/19/communism-in-africa-ubuntu-nationalism/> (last accessed 15 January 2022).

81 Quoted in O Taiwo “Post-independence African political philosophy” in Q Wiredu (ed) A Companion to African Philosophy (2003, Blackwell) 243 at 252.

82 Anoba Communism in Africa, above at note 80 at 3.

83 Hoseah, EReflections on sentencing in Tanzania” (2020) 33 South African Journal of Criminal Justice 89Google Scholar.

84 Kilekamajenga, NLearning from contemporary examples in Africa: Referral mechanisms for restorative justice in Tanzania” (2018) 63 South African Crime Quarterly 17Google Scholar at 19.

85 TSM, above at note 5 at 22.

86 Ndeunyema “Reforming the purposes”, above at note 77 at 329.