Abstract
We consider the Laplace operator on a triangle, subject to attractive Robin boundary conditions. We prove that the equilateral triangle is a local maximiser of the lowest eigenvalue among all triangles of a given area provided that the negative boundary parameter is sufficiently small in absolute value, with the smallness depending on the area only. Moreover, using various trial functions, we obtain sufficient conditions for the global optimality of the equilateral triangle under fixed area constraint in the regimes of small and large couplings. We also discuss the constraint of fixed perimeter.
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1 Introduction
Given a bounded open connected set \(\Omega \subset {\mathbb {R}}^d\) of dimension \(d\ge 2\) and with Lipschitz boundary \(\partial \Omega \), consider the Robin eigenvalue problem
where \(\alpha \) is a real parameter and n is the outward unit normal of \(\Omega \). Let us arrange the corresponding eigenvalues in a non-decreasing sequence by \(\{\lambda _k^\alpha (\Omega )\}_{k=1}^\infty \), where each eigenvalue is repeated according to its multiplicity. For the lowest eigenvalue, one has the variational characterisation
where the boundary integral is understood in the sense of traces. By convention, we also include the Dirichlet case \(\alpha =+\infty \), where the space of test functions is \(H_0^1(\Omega )\) and the boundary integral is not present.
The present paper is primordially motivated by the following broad question about the validity of spectral isoperimetric inequalities for the Robin Laplacian.
Question 1
For every \(\alpha \in (-\infty ,+\infty ]\), does one have
where \(\Omega ^*\) is the ball of the same volume as \(\Omega \)?
Since \(\lambda _1^0(\Omega ) = 0\) for any domain \(\Omega \), the Neumann case \(\alpha = 0\) should be understood through the limit \(\alpha \rightarrow 0\). It is easy to verify the asymptotics \( \lambda _1^\alpha (\Omega ) = \alpha |\partial \Omega | / |\Omega | + O(\alpha ^2) \) as \(\alpha \rightarrow 0\), where \(|\Omega |\) and \(|\partial \Omega |\) denote the volume of \(\Omega \) and the \((d-1)\)-dimensional Hausdorff measure of \(\partial \Omega \), respectively. Then the inequality (1.3) for \(\alpha =0\) can be interpreted as the classical (purely geometric) isoperimetric inequality \(|\partial \Omega | \ge |\partial \Omega ^*|\) whose validity is well known. Indeed, the ball has the smallest surface area among all domains of the same volume.
The Dirichlet case \(\alpha =+\infty \) is also well known and customarily referred to as the Faber–Krahn inequality. It was conjectured by Lord Rayleigh in his celebrated monograph [28] and rigorously proved fifty years later in [8] and [18]. In dimension \(d=2\), the usual interpretation is that among all membranes of equal area and fixed edges, the circular membrane emits the lowest fundamental tone.
For other values of \(\alpha \), the history of Question 1 is much more recent. The repulsive case \(\alpha >0\) is known as the Bossel–Daners inequality [4, 7] (see also [6] for an alternative proof). Here the classical interpretation in dimension \(d=2\) is that among all membranes of equal area and with elastically supported edges (think about the membrane attached by springs), the circular membrane emits the lowest fundamental tone. In all dimensions, we may rely on a quantum-mechanical interpretation that among all resonators of equal volume and with a strongly localised positive potential along the boundary, the spherical resonator has the smallest ground-state energy.
In summary, the spectral isoperimetric inequality \(\lambda _1^\alpha (\Omega ) \ge \lambda _1^\alpha (\Omega ^*)\) holds for all positive \(\alpha \) (including the Dirichlet case). What happens for negative \(\alpha \)? Since \(\lambda _1^\alpha (\Omega )\) is negative if (and only if) \(\alpha < 0\), property (1.3) means the reverse inequality \(\lambda _1^\alpha (\Omega ) \le \lambda _1^\alpha (\Omega ^*)\) for negative \(\alpha \). In other words, the ball plays the role of the maximiser in the attractive case, and so one usually speaks about the reverse spectral isoperimetric inequality in this regime.
While springs with a negative force constant are perhaps less intuitive, the quantum-mechanical interpretation is meaningful for the attractive case \(\alpha <0\) as well. (There are also alternative interpretations in acoustics [26] and superconductivity [12].) Consider quantum resonators of equal volume and with a strongly localised negative potential along the boundary. Is it true that the spherical resonator has the largest ground-state energy? It turns out that the question of validity of (1.3) for \(\alpha < 0\) constitutes a hot open problem in spectral geometry known as the Bareket conjecture [2] and it still remains open. In fact, this conjecture does not hold for multiply connected domains [11] and without convexity assumption in space dimensions \(d\ge 3\) [9]. So the open question is precisely whether it holds within the class of simply connected domains in two dimensions [1, Conj. 2] and the class of convex domains in higher space dimensions [1, Conj. 3].
The fixed volume is not the only geometric constraint of interest. The counterpart of (1.3) in the attractive case \(\alpha < 0\) under fixed area of the boundary constraint is settled for \(d = 2\) in [1] and for \(d\ge 3\) in the class of convex domains in [5] (see also [30]). In this setting, it is conjectured that convexity of the domain for \(d \ge 3\) can be dropped [1, Conj. 4].
Surprisingly, the analogous questions of spectral optimisation in the exterior of bounded sets are simpler and have been resolved recently [20, 21].
Our goal in the present paper is to consider a “discrete” version of Question 1 in the sense that we restrict ourselves to a special class of planar domains. Namely, we address the following conjecture, which also appears in the list of open problems [19, Conj. 1.3].
Conjecture 1
Let \(\Omega \subset {\mathbb {R}}^2\) be any triangle. For every \(\alpha \in (-\infty ,0) \cup (0,+\infty )\), one has
where \(\Omega ^*\) is the equilateral triangle of the same area as \(\Omega \).
The Dirichlet case \(\alpha = +\infty \) is excluded here because it can be settled by the Steiner symmetrisation, see [27, Sect. 7.4] or [13, Thm. 3.3.3]. (An analogous conjecture for quadrilaterals also holds in the Dirichlet case, but polygons with more sides still constitute an interesting open problem in spectral geometry, see [3] for the latest developments.) Similarly, the Neumann case \(\alpha =0\), when the left-hand side of (1.4) is interpreted as the limit of the quotient as \(\alpha \rightarrow 0\), reduces to the well-known purely geometric statement that the equilateral triangle has the smallest perimeter among all triangles of the same area. (A relevant spectral-geometric question for the Neumann boundary condition is to optimise the first non-zero eigenvalue: it is maximised by the equilateral triangle both for the area or perimeter constraints [22].) Apart from the special situation of Dirichlet and Neumann boundary conditions, both cases \(\alpha < 0\) and \(\alpha > 0\) (finite) of Conjecture 1 remain open. In this paper we provide a partial answer for \(\alpha \) negative, when (1.4) means the reverse spectral isoperimetric inequality \(\lambda _1^\alpha (\Omega ) \le \lambda _1^\alpha (\Omega ^*)\), i.e. the equilateral triangle is a maximiser.
As the main result, we prove that the equilateral triangle is a local maximiser provided that \(\alpha \) is negative and sufficiently small in absolute value. That is, (1.4) holds asymptotically in the attractive case, whenever the triangle \(\Omega \) is close to the equilateral triangle \(\Omega ^*\) in the sense of Hausdorff distance (after possible congruences). (Note that the Hausdorff distance of triangles \(\Omega \) and \(\Omega ^*\) tends to zero if, and only if, the area \(|\Omega \setminus \Omega ^*|\) tends to zero.)
Theorem 1.1
Let \(\Omega ^*\) be an equilateral triangle and let \(\Omega \) denote any triangle of the same area. There exists a negative number \(\alpha _0\) depending solely on the fixed area such that, for all \(\alpha \in [\alpha _0,0)\),
provided that \(|\Omega \setminus \Omega ^*|\) is sufficiently small (with the smallness depending also on the area \(|\Omega |=|\Omega ^*|\) fixed).
Moreover, we provide an explicit estimate for \(\alpha _0\). We also prove that the same local optimality result holds under the fixed perimeter constraint. We leave as an open problem whether the restriction on the smallness of \(|\alpha |\) is necessary for the validity of the local maximisation result.
In order to prove the local optimality of the equilateral triangle, we show that the first-order and also the second-order mixed derivatives of the lowest eigenvalue with respect to geometric parameters characterising the triangle vanish and we obtain upper bounds on the second-order partial derivatives. The rest of the analysis reduces to identifying conditions on the boundary parameter under which these upper bounds are negative. In this argument, we take the advantage of rewriting the quadratic form of the Robin Laplacian on a general triangle into the quadratic form on an equilateral triangle with the geometry transferred into coefficients in the differential expression and into boundary parameters. Upon such a transform all the quadratic forms are defined in the same Hilbert space and depend analytically on the geometric parameters. In the computation of the derivatives of the lowest eigenvalue we exploit the theory of self-adjoint holomorphic families of type (B) (see [15, Chap. VII]). Another ingredient of the argument is that the Robin eigenvalue problem on an equilateral triangle is explicitly solvable [10, 24].
Our next series of results is about the global validity of Conjecture 1, still in the attractive case. In particular, we establish the conjecture for negative \(\alpha \) which is either small or large in absolute value.
Theorem 1.2
Let \(\Omega ^*\) be an equilateral triangle and let \(\Omega \) denote any triangle of the same area. There exist negative numbers \(\alpha _1 \le \alpha _2\) such that, for all \(\alpha \in (-\infty ,\alpha _1] \cup [\alpha _2,0)\),
Here the constants \(\alpha _1\) and \(\alpha _2\) a priori depend on the geometry of \(\Omega \). In fact, as stated in the present form, this result follows rather straightforwardly by known eigenvalue asymptotics for \(\alpha \rightarrow 0\) and \(\alpha \rightarrow -\infty \) (see [14, Chap. 4, Eq. (4.12)] and [25, Thm 2.3], respectively). However, more uniform and explicit results can be found in the theorems below. A suitable value for the constant \(\alpha _1\) can be deduced from the geometric condition (5.2) in Theorem 5.3. In particular, the constant \(\alpha _1\) can be chosen arbitrarily close to zero provided that the smallest angle of the triangle \(\Omega \) is sufficiently small. For the constant \(\alpha _2\) we have no explicit condition, but we are able to show in Theorem 4.2 that one can choose a universal value for the constant \(\alpha _2\) suitable for a class of triangles, which is, roughly speaking, characterised by the maximal possible degree of the deviation from the equilateral triangle. The full proof of Conjecture 1 in the attractive case would require to show that \(\alpha _1 = \alpha _2\), which constitutes an interesting open problem.
Theorem 1.2 and its variants are established via a combination of the variational characterisation of the lowest eigenvalue and various trial functions. In particular, for small \(|\alpha |\), it is sufficient to transplant the eigenfunction of the equilateral triangle onto the general triangle via a geometric transformation. For large \(|\alpha |\), a suitable trial function is obtained by constant functions or by a truncation of the eigenfunction of the Robin Laplacian on a sector. The regions where these trial functions work for the proof of Conjecture 1 as well as their limitations are analysed numerically. In particular, we check numerically the validity of the inequality in Conjecture 1 for all \(\alpha < 0\) for a class of triangles with high deviation from the equilateral triangle.
The paper is organised as follows. In Sect. 2 we rigorously define the Robin Laplacian on a general triangle, construct the transform which reduces the spectral problem into an equivalent one on an equilateral triangle, and provide a characterisation of the lowest eigenvalue and the respective eigenfunction of the equilateral triangle. In Sect. 3 we compute the derivatives of the lowest eigenvalue on a general triangle with respect to the geometric parameters distinguishing the triangle from the equilateral triangle; in particular, we establish Theorem 1.1. In Sects. 4 and 5 we obtain sufficient conditions for the validity of the isoperimetric inequality for small and large \(|\alpha |\), respectively; in particular, we establish Theorem 1.2.
2 Preliminaries
2.1 The Robin Laplacian on a Triangle
We understand the Robin eigenvalue problem (1.1) on a general Lipschitz domain \(\Omega \subset {{\mathbb {R}}}^d\) with \(d\ge 2\) as the spectral problem in the Hilbert space \(L^2(\Omega )\) for the self-adjoint operator
Here the normal derivative should be viewed as a distribution in the Sobolev space \(H^{-1/2}(\partial \Omega )\). The operator \(H_\alpha \) is associated with a closed, densely defined, symmetric and semi-bounded quadratic form in \(L^2(\Omega )\) given by
Here the value of u in the boundary integral is regarded as the trace of the function \(u \in H^1(\Omega )\).
2.2 Geometric Setting
In this subsection we reduce the spectral problem for the Robin Laplacian on a general triangle to the spectral problem for a certain second-order differential expression with constant coefficients on an equilateral triangle, in which the geometric parameters enter into the coefficients of the differential expression and into the boundary parameters on the edges of the triangle. In order to perform this transformation we construct a suitable unitary transform.
We parameterise general triangles which have the fixed area \(S>0\) by parameters \(a \in {\mathbb {R}}\) and \(c > 0\). Let \(\Omega _{a,c}\) be the triangle with the vertices \((-c,0)\), (c, 0) and (a, b) with \(b := \tfrac{S}{c}\). The special choice \(a_0:=0\) and \(c_0:=\sqrt{\tfrac{S}{\sqrt{3}}}\) leads to the equilateral triangle \(\Omega _0 := \Omega _{a_0,c_0}\). The area and the perimeter of the triangles \(\Omega _{a,c}\) and \(\Omega _0\) are given by
The boundary of \(\Omega _{a,c}\) consists of three sides
where (\(a \not = \pm c\))
The cases \(a = \pm c\) correspond to right-angled triangles and require a separate consideration; we will comment more on them in Remark 2.1 below. Consequently, given any function \(u \in H^1(\Omega _{a,c})\), one has (\(a \not = \pm c\))
Using Fubini’s theorem, these parameterisations can also be used to compute \(\Vert u\Vert _{L^2(\Omega _{a,c})}\). Alternatively,
An identification of the triangles \(\Omega _{a,c}\) and \(\Omega _0\) is obtained by the diffeomorphism
The corresponding metric reads
where the dot \(\cdot \) stands for the matrix multiplication. The inverse metric reads
The diffeomorphism \({\mathscr {L}}_{a,c}\) induces the unitary map
We set \({\hat{H}}_{\alpha ,a,c} := U_{a,c} H_\alpha U_{a,c}^{-1}\), where \(H_\alpha \) is the operator (2.1) for \(\Omega = \Omega _{a,c}\). Taking \(u \in H^1(\Omega _{a,c})\) and denoting \(\psi :=u \circ {\mathscr {L}}_{a,c} \in H^1(\Omega _0)\), one has
where we used the abbreviation \(\Gamma _0^{(k)} := \Gamma _{a_0,c_0}^{(k)}\). Consequently, \({\hat{H}}_{\alpha ,a,c}\) is the operator in the (a, c)-independent Hilbert space \(L^2(\Omega _0)\) associated with the quadratic form \({\hat{h}}_{\alpha ,a,c}[\psi ] := h_\alpha [U_{a,c}^{-1}\psi ]\) with domain \({\textsf{D}}({\hat{h}}_{\alpha ,a,c}) := U_{a,c}( {\textsf{D}}(h_\alpha ))\). One has
Notice that, in particular, \({\hat{h}}_{\alpha ,a_0,c_0}\) coincides with the quadratic form \(h_\alpha \) in (2.2) for \(\Omega = \Omega _0\).
Remark 2.1
The formula (2.4) remains unchanged in the situations \(a=\pm c\), which correspond to the right-angled triangle, even though in this case \(\Gamma _{a,c}^{(2)}\) for \(a =c\) (respectively, \(\Gamma _{a,c}^{(1)}\) for \(a=-c\)) must be parameterised differently.
The reduction in this subsection is valid for all \(\alpha \in {{\mathbb {R}}}\). However, in the following we consider the attractive case \(\alpha < 0\) only.
2.3 The Equilateral Triangle
In this subsection we provide a preliminary analysis for the Robin Laplacian on an equilateral triangle for \(\text{\AA }< 0\). The lowest eigenvalue and the respective eigenfunction in this setting can be computed explicitly. In particular, the ground state is expressed in terms of hyperbolic cosines and the respective eigenvalue is expressed in terms of solutions of a system of two transcendental equations involving the area of the triangle and the boundary parameter. The details on this analysis can be found in [24], see also [10]. We provide also additional computations that will be essential in the proof of the main result.
The operator \({\hat{H}}_{\alpha , a_0,c_0}\) is just the Robin Laplacian on the equilateral triangle \(\Omega _0 = \Omega _{a_0,c_0}\). The eigenfunction corresponding to its lowest eigenvalue \(\lambda _1^\alpha (\Omega _0)\) reads
Here the numbers L, M are to be determined by the equations
We remark that the eigenfunction \(u_0\) is, in general, not normalised. The eigenvalue \(\lambda _0(\alpha ) := \lambda _1^\alpha (\Omega _0)\) satisfies
Dividing the two equations of (2.6), we arrive at the identity
Expressing \( L = - \mathop {\textrm{arctanh}}\nolimits \big ({\frac{1}{2}} \tanh M \big ) \), we convert (2.6) into a unique implicit equation
We introduce the notation
Hence, (2.7) reads
where \(K, \alpha \) satisfy the following implicit equation
Let us further introduce the parameter
From the second equation in (2.6) it is clear that \(t\in (0,1)\). By implicit derivative formula applied to (2.11), we find
Here we use the notation \(f_x'\) for a partial derivative of a function f with respect to x. Introducing the auxiliary functions
we find several identities which will be useful in what follows:
Finally, we analyse the dependence of \(\lambda _0(\alpha )\) on the area of the triangle.
Proposition 2.2
The lowest Robin eigenvalue of the equilateral triangle \(\lambda _0(\alpha )\) is a (strictly) increasing function of the area S.
Proof
First, we find from (2.9) and the expression for L (above that equation) that
Hence, it follows from (2.10) that the lowest eigenvalue can be expressed as
In order to prove that \(\lambda _0(\alpha )\) is an increasing function of S it suffices to show that M is an increasing function of S. To this aim we analyse the transcendental equation (2.9) in detail. The right-hand side of that equation is positive and increasing in S. Hence, it suffices to check that the left-hand side is an increasing function of \(M > 0\). The desired property immediately follows from the fact that \(\tanh (x)\) and thus its inverse \(\mathop {\textrm{arctanh}}\nolimits (x)\) are increasing functions of \(x > 0\). \(\square \)
3 Local Optimality of the Equilateral Triangle
The aim of this section is to show that under fixed area constraint the equilateral triangle is a local maximiser of the lowest Robin eigenvalue of a triangle for the negative boundary parameter lying in a neighbourhood of 0 determined solely by the area of the triangle. We make use of the reduction of the spectral problem for the Robin Laplacian on a general triangle to an equivalent problem on an equilateral triangle constructed in Sect. 2.2. This reduction allows us to view the obtained family of respective quadratic forms as a self-adjoint holomorphic family and to compute the derivatives of the lowest eigenvalue in terms of geometric parameters. We establish that the first-order and the second-order mixed derivatives vanish and obtain upper bounds on the second-order partial derivatives in terms of certain quadratic forms evaluated on the ground state for the equilateral triangle. In the course of the computations we encounter cumbersome intermediate expressions that we provide for convenience of the reader. The rest of the analysis boils down to showing that these upper bounds are negative under certain assumptions on the boundary parameter.
Since the operators \(H_\alpha \) and \({\hat{H}}_{\alpha ,a,c}\) are isospectral, \(\lambda _1^\alpha (\Omega _{a,c}) =: \lambda _{a,c}\) is the lowest eigenvalue of \({\hat{H}}_{\alpha ,a,c}\) as well. It is easy to check that the operators \({\hat{H}}_{\alpha ,a,c}\) form a self-adjoint holomorphic family (of type (B) in the sense of Kato [15, Sect. VII.4]) with respect to the parameters a and c (separately). Moreover, the eigenvalue \(\lambda _{a,c}\) is simple. Hence, \(a \mapsto \lambda _{a,c}\) is a real-analytic function on \({\mathbb {R}}\) and \(c \mapsto \lambda _{a,c}\) is a real-analytic function on \((0, \infty )\) . Let \(\psi _{a,c}\) denote the positive eigenfunction of \({\hat{H}}_{\alpha ,a,c}\) corresponding to \(\lambda _{a,c}\) such that \(\Vert \psi _{a,c}\Vert _{L^2(\Omega _0)}=1\). Then we also have that \(a \mapsto \psi _{a,c}\) is a real-analytic function on \({\mathbb {R}}\) and \(c \mapsto \psi _{a,c}\) is a real-analytic function on \((0, \infty )\). For the equilateral triangle, we abbreviate \(\lambda _0 :=\lambda _{a_0,c_0}\) and \(\psi _0 :=\psi _{a_0,c_0}\).
The eigenvalue problem \({\hat{H}}_{\alpha ,a,c} \psi _{a,c} = \lambda _{a,c} \psi _{a,c}\) is equivalent to the weak formulation
where we abbreviate \((\cdot ,\cdot ) := (\cdot ,\cdot )_{L^2(\Omega _0)}\). We shall also write \((\cdot ,\cdot )_{k} := (\cdot ,\cdot )_{L^2(\Gamma _0^{(k)})}\) and similarly for the corresponding norm. Note that the test function \(\phi \) can be assumed to be real-valued without loss of generality.
3.1 The First Derivative with Respect to a
Differentiating the identity (3.1) with respect to a (the corresponding derivative being denoted by the dot), we get
where we implicitly used that \({\dot{\psi }}_{a,c}\in H^1(\Omega _0)\); cf. [20, Prop. 2.3]. Choosing \(\phi = \psi _{a,c}\) in (3.2) and combining the obtained identity with (3.1) where we choose \(\phi = {{\dot{\psi }}}_{a,c}\), we obtain
By the symmetries of the equilateral triangle \(\Omega _0\), it is easily seen that \(\Vert \psi _0\Vert _0 = \Vert \psi _0\Vert _1 = \Vert \psi _0\Vert _2\). Moreover, \(\psi _0\) is an even function with respect to variable x (cf. (2.5)). Therefore,
Consequently,
so the equilateral triangle is a critical geometry with respect to variation of the geometric parameter a.
3.2 The Second Derivative with Respect to a
Differentiating (3.3) with respect to a, we get
Putting \(a=a_0=0\), \(c = c_0 = \sqrt{\frac{S}{\sqrt{3}}}\) and using the symmetry \(\Vert \psi _0\Vert _1^2 = \Vert \psi _0\Vert _2^2 = \frac{1}{3}\Vert \psi _0\Vert _{L^2(\partial \Omega _0)}^2\), we deduce
Choosing \(\phi ={{\dot{\psi }}}_{a,c}\) in (3.2) and putting \(a=a_0=0, c=c_0=\sqrt{\frac{S}{\sqrt{3}}}\), we have
Using the variational characterisation of \(\lambda _0\), we obtain
Substituting this estimate into (3.7), we conclude with
where the equality is obtained by dint of the symmetry result \(\Vert \partial _1\psi _0\Vert = \Vert \partial _2\psi _0\Vert \).
3.3 The Mixed Second Derivative
We next calculate the mixed derivative of \(\lambda _{a,c}\) with respect to a, c at the point \(a = a_0 = 0\) and \(c = c_0 = \sqrt{\frac{S}{\sqrt{3}}}\). We denote by the apostrophe the corresponding derivative with respect to c. Putting \(a=0\) in (3.3), we obtain
The symmetry of the domain \(\Omega _{0,c}\) easily implies that \(\psi _{0,c}(x,y)=\psi _{0,c}(-x,y)\) for all \((x,y)\in \Omega _{0,c}\), that \( (\partial _1\psi _{0,c},\partial _2\psi _{0,c})=0\), \(\Vert \psi _{0,c}\Vert _1 = \Vert \psi _{0,c}\Vert _2\) and then, \({{{\dot{\lambda }}}_{0,c}} =0 \) for all \(c > 0\). Moreover, as a, c are independent, we get that
3.4 The First Derivative with Respect to c
Differentiating (3.1) with respect to c, we have
Choosing \(\phi =\psi _{a,c}\) in (3.12) and combining with (3.1) where we choose \(\phi =\psi _{a,c}'\), we get
Plugging \(a = a_0 = 0\) and \(c= c_0 = \sqrt{\frac{S}{\sqrt{3}}}\) into the above formula we find that
Hence, the equilateral triangle is also critical with respect to variation of the parameter c.
3.5 The Second Derivative with Respect to c
Differentiating the identity (3.13) with respect to variable c, we have
Using the equation (3.12) with \(\phi =\psi _{a,c}'\), \(a=a_0=0\), and \(c=c_0=\sqrt{\frac{S}{\sqrt{3}}}\), we obtain
Combining (3.14) in which we put \(a=a_0=0, c=c_0=\sqrt{\frac{S}{\sqrt{3}}}\) with (3.15), we deduce
By using the variational characterisation of \(\lambda _0\), we estimate
3.6 Conclusions from the Hessian Estimates
Now we are in position to formulate and prove the main result of this section on local optimality of equilateral triangles for moderate boundary parameters. The proof relies on showing that for certain values of the boundary parameter \(\alpha \) the upper bounds on the second-order partial derivatives of the eigenvalue given in (3.10) and (3.17) are negative. For \(\alpha \) sufficiently large by absolute value these bounds cease to be negative and in order to prove local optimality of the equilateral triangle finer estimates are necessary, which we leave as an open problem in this paper.
Let us reformulate Theorem 1.1 from the introduction as follows.
Theorem 3.1
There exists \(\alpha _0= \alpha _0(S) < 0\) such that the equilateral triangle is a strict local maximiser of the lowest Robin eigenvalue in the family of triangles of area S for the boundary parameters \(\alpha \in [\alpha _0,0)\). Moreover, for a fixed area S and any \(\alpha \in [\alpha _0,0)\) there exist a sufficiently small \(\varepsilon > 0\) and a constant \(C > 0\) such that
provided that \(|a| +|c-c_0| < \varepsilon \).
Proof
In order to show that the equilateral triangle is a strict local maximiser and that the bound in (3.18) holds we rely on the fact that \({{\dot{\lambda }}}_0 = \lambda _0' = {{\dot{\lambda }}}_0' = 0\) and on the estimates (3.10) and (3.17). The problem reduces to finding the values of \(\alpha \) for which
Thanks to the condition \(\Vert \psi _0\Vert =1\) it follows from [14, Chap. 4, Eq. (4.12)] that \((\lambda _0)_\alpha ' =\Vert \psi _0\Vert ^2_{L^2(\partial \Omega _0)} >0 \), where \((\lambda _0)_\alpha '\) denotes the derivative of \(\lambda _0\) with respect to the boundary parameter \(\alpha \).
From the variational characterisation of \(\lambda _0\), we have
Hence, we obtain that
Therefore, the following equivalence takes place
In addition, we deduce from (2.10) that \((\lambda _0)_\alpha ' = -{\frac{8K}{\sqrt{3}S}} K_\alpha '\). Recalling in addition (2.12), we get the following chain of equivalences
Eventually we obtain that
where \(t\in (0,1)\). It is easily seen that g(t) is negative for small t, while \(g(t) \rightarrow +\infty \) as \(t \rightarrow 1\) (see Fig. 1). To get a quantitative estimate on the necessary smallness of t, we use the elementary estimate \(\mathop {\textrm{arctanh}}\nolimits t > t\) valid for all \(t\in (0,1)\). Then we deduce that \(f(\alpha ) < 0\) provided that
Using that \(t=t(\alpha )\) is a decreasing function of \(\alpha < 0\) and recalling (2.12), we get
Hence, we also find using the exact value of \(t_0\) that
This concludes the proof of the theorem. \(\square \)
Remark 3.2
The present proof yields \(\alpha _0(S) \le -\frac{0.92}{\sqrt{S}}\), so the bound is very quantitative, moreover it provides an explicit dependence on the fixed area S. In particular, \(\alpha _0(S) \rightarrow -\infty \) as \(S \rightarrow 0\). Let us also remark that a numerical analysis of the function g defined in (3.19) yields that \(g(t) < 0\) if, and only if, \(t < {\tilde{t}}_0 \approx 0.943\). Plugging this value to the expression on the right-hand side of the first line of (3.20), we would get an improved bound \(\alpha _0(S) \le -\frac{1.63}{\sqrt{S}}\).
To see that Theorem 1.1 follows as a consequence of Theorem 3.1, it is enough to notice that \(|\Omega _{a,c}\setminus \Omega _0| \rightarrow 0\) implies that \(a \rightarrow a_0 = 0\) and \(c \rightarrow c_0 =\sqrt{\frac{S}{\sqrt{3}}}\). In particular, the Hausdorff distance of \(\Omega _{a,c}\) to \(\Omega _0\) diminishes in the limit.
In the next corollary we provide a counterpart of Theorem 3.1 under the fixed perimeter instead of the area constraint.
Corollary 3.3
Let \(\alpha _0= \alpha _0(S)\) be the negative constant from Theorem 3.1. The equilateral triangle is a strict local maximiser of the lowest Robin eigenvalue in the family of triangles of fixed perimeter \(2\sqrt{3\sqrt{3}S}\) for the boundary parameters \(\alpha \in (\alpha _0,0)\).
Proof
Let the triangle \(\Omega _{a,c}\) be defined as before with the perimeter \(|\partial \Omega _{a,c}|\). We assume that \(\Omega _{a,c}\) is not equilateral. Let us introduce the parameter
By the isoperimetric inequality for triangles we infer that \(\gamma _{a,c}\in (0,1)\). Clearly, the mapping \({{\mathbb {R}}}\times {{\mathbb {R}}}_+\ni (a,c)\mapsto \gamma _{a,c}\Omega _{a,c}\) parameterises generic triangles of the same perimeter as \(\Omega _0\). In particular, we have \(|\gamma _{a,c}\Omega _{a,c}| \le |\Omega _0| = S\). Hence, for all \(\alpha \in (\alpha _0,0)\) we have by Theorem 3.1 that there exists an open neighbourhood \({{\mathcal {U}}}\subset {{\mathbb {R}}}^2\) of the point \((0, \sqrt{\tfrac{S}{\sqrt{3}}})\) such that for any \((a,c)\in {{\mathcal {U}}}\) holds
On the other hand by Proposition 2.2
Combining the inequalities (3.21) and (3.22) we get the claim. \(\square \)
Remark 3.4
The local optimality result of Theorem 3.1 is worth complementing by the consequence of the large coupling asymptotics for the Robin Laplacian on a triangle. It follows from [25, Thm. 2.3] that
where \(\theta _\star \in (0,\frac{\pi }{3}]\) is the magnitude of the smallest angle of the triangle \(\Omega _{a,c}\). Hence, for any couple of parameters \((a,c) \in {\mathbb {R}}\times (0, \infty )\) there exists \(\alpha _\star = \alpha _\star (a,c) < 0\) such that \(\lambda _{a,c}\le \lambda _0\) for all \(\alpha \le \alpha _\star \).
4 Small Couplings
In this section we show the validity of Conjecture 1 for negative \(\alpha \) having small absolute value and under certain restriction on the parameters a, c characterising the general triangle. We work with the equivalent quadratic form on the equilateral triangle constructed in Sect. 2.2 and use the ground state for the Robin Laplacian on an equilateral triangle as the trial function in the variational definition of the lowest eigenvalue. This section is complemented by a numerical computation of a region of limitation of the usage of this trial function for the proof of Conjecture 1 with \(\text{\AA }<0\).
4.1 The Ground State of the Equilateral Triangle as a Trial Function
Using the unitary transform \(U_{a,c}\) from Sect. 2.2, we know that
where the form \({\hat{h}}_{\alpha ,a,c}\) is given in (2.4). Employing the ground state of the equilateral triangle \(\psi _0\) as a trial function in (4.1), we obtain the upper bound
where \({\hat{h}}_\alpha \) is the abbreviation for the quadratic form \({\hat{h}}_{\alpha ,a_0,c_0}\). Using (3.4) we get
Hence, for given \(\text{\AA }< 0\), \(a\in {{\mathbb {R}}}\) and \(c> 0\), the isoperimetric inequality in Conjecture 1 holds if the difference \({\hat{h}}_{\alpha ,a,c}[\psi _0] - {\hat{h}}_{\alpha }[\psi _0]\) is non-positive.
In the proof of the main result of this section we use the following well-known geometric fact, which we recall for the convenience of the reader.
Proposition 4.1
([29, Sect. 4] or [16, § 2.2])
-
(i)
Among triangles having the same area, the equilateral is the unique minimiser of the perimeter.
-
(ii)
Among triangles having the same area and the same base, the isosceles is the unique minimiser of the perimeter.
Denote the perimeter of the triangle \(\Omega _{a,c}\) by \(l(a) := |\partial \Omega _{a,c}|\) and recall the explicit formula (2.3). As a consequence of Proposition 4.1 (ii), we obtain
Now we are in position to formulate and prove the main result of this section.
Theorem 4.2
Let A, B and M be positive numbers such that \(B > A\). There exists a constant \(\alpha _{\textrm{c}} =\alpha _{\textrm{c}}(M, A, B,S) < 0\) such that
for all \(\alpha \in [\alpha _{\textrm{c}}, 0)\), \(|a|\le M\) and \(c\in [A,B]\) such that \((a,c)\ne \left( 0,\sqrt{\tfrac{S}{\sqrt{3}}}\right) \).
Proof
Throughout this proof the ground state \(\psi _0\) for the equilateral triangle is assumed to be normalised to 1 in \(L^2(\Omega _0)\). Let us introduce three auxiliary functions
where l(a) is the notation for the perimeter of \(\Omega _{a,c}\) introduced above (4.2) and explicitly given in (2.3). Note that the denominator of z is positive by the Cauchy inequality. It is easy to show the limiting properties
Using the symmetry of the equilateral triangle, we have the following equivalences
Let us now look at the limiting properties of \(g_1\) as \(\alpha \rightarrow 0\). By the normalisation of \(\psi _0\), we have \( \lambda _0= \Vert \nabla \psi _0\Vert ^2_{L^2(\Omega _0)} + \alpha \Vert \psi _0\Vert ^2_{L^2(\partial \Omega _0)}\). Note that \(\lambda _0=\lambda _0(\alpha )\) converges in the limit \(\alpha \rightarrow 0\) to the first eigenvalue of the Neumann Laplacian on \(\Omega _0\), which is equal to zero. Moreover, one has (see, e.g., [14, Chap. 4, Eq. (4.12)])
for every \(\alpha \), where by writing \(\psi _0(\alpha )\) we indicate the dependence of \(\psi _0\) on the boundary parameter \(\alpha \). It implies that
In addition, by the definition of the derivative of \(\lambda _0\) with respect to \(\alpha \) at the point \(\alpha = 0\), we get
Combining (4.5) and (4.4), we obtain
By Proposition 4.1 (i), we have the strict inequality \(\underset{a\in {{\mathbb {R}}}}{\min } f_1(a) > 3 \) unless \(a = a_0 = 0\) and \(c = c_0 = \sqrt{\frac{S}{\sqrt{3}}}\) (in which case we have equality). It follows that \(z(a,c) > 0\) unless \( a = a_0\) and \(c = c_0\). Moreover, \((a,c) \mapsto z(a,c)\) is a continuous function. Let \(\varepsilon > 0\) be arbitrary and we denote by \({\mathcal {B}}_\varepsilon \) the open disk of radius \(\varepsilon \) with the centre \((0,c_0)\). Hence, for any \(M > 0\) and \(B> A > 0\) there exists a constant \({\hat{\alpha }}_\textrm{c} = {\hat{\alpha }}_\textrm{c}(M,A,B,\varepsilon ) < 0\) such that for all \(\alpha \in [{\hat{\alpha }}_\textrm{c}, 0)\) one has
which implies that
By Theorem 3.1, for a sufficiently small \(\varepsilon > 0\) and for \(\alpha \in [\alpha _0,0)\), we have
Choosing \(\alpha _{\textrm{c}} := \max \{{\hat{\alpha }}_\textrm{c},\alpha _0\}\) we get for all \(\alpha \in [\alpha _{\textrm{c}},0)\) that
This concludes the proof of the theorem. \(\square \)
4.2 Limitations of the Trial Function
In the rest of this section we restrict to the special case \(c=S=\frac{1}{\sqrt{3}}\) and perform an analysis of the region in the \((\alpha ,a)\)-plane for which the present choice of the ground state of the equilateral triangle as a trial function fails to prove Conjecture 1 with \(\text{\AA }<0\). In this special case, the ground state \(u_0\) of the equilateral triangle (2.5) and its partial derivative with respect to the first variable are given by
Hence, we can express the squared norm of \(\partial _1 u_0\) as follows:
Similarly, the square of the norm of the trace of \(u_0\) on \(\partial \Omega _0\) can be computed as follows:
Using the above expressions for \(\Vert \partial _1 u_0\Vert ^2\) and \(\Vert u_0\Vert ^2_{L^2(\partial \Omega _0)}\) we plot for \(c = S = \frac{1}{\sqrt{3}}\) in Fig. 2 the region where \( \delta (\alpha ,a) := {\hat{h}}_{\alpha ,a,\frac{1}{\sqrt{3}}}[u_0] - {\hat{h}}_{\alpha }[u_0] \) is non-positive. This plot demonstrates that Conjecture 1 for negative \(\alpha \) holds for every a by choosing \(|\alpha |\) sufficiently small (for larger a, smaller \(|\alpha |\) needed). However, it also shows the limitations of the present choice of the trial function (for any negative \(\alpha \), there exists a sufficiently large positive a such that the difference \(\delta (\alpha ,a)\) is positive). In summary, for eccentric triangles (i.e. a large), a different choice of trial function is necessary.
5 Large Couplings
In this section we show the validity of Conjecture 1 for negative \(\alpha \) with larger values of \(|\alpha |\). To this aim one needs to use different trial functions, which better reflect the behaviour of the eigenfunction in a general triangle in this large coupling limit. As in the preceding section, analytical results are supplemented by numerical computations of the region of limitations of these trial functions to establish the validity of Conjecture 1 with negative \(\alpha \).
5.1 The Neumann Ground State as a Trial Function
We start with the constant function as a trial function.
Theorem 5.1
For any \(\alpha <0\), there exist positive constants \(a_1=a_1(\alpha )\), \(c_1 = c_1(\alpha )\) and \(c_2=c_2(\alpha )\) such that
holds under any of the following restrictions:
-
(i)
\(|a| > a_1\) and \(c >0\);
-
(ii)
\(a\in {\mathbb {R}}\) and \(c> c_1\);
-
(iii)
\(a\in {\mathbb {R}}\) and \(c< c_2\).
Proof
It follows from the variational characterisation (4.1) with the trial function being the characteristic function \(\mathbbm {1}\) of the triangle \(\Omega _0\) that
Recall the explicit formula (2.3) for the perimeter of \(\Omega _{a,c}\) and that we are dealing with the area constraint, so that \(S = |\Omega _0|\). Obviously, the desired inequality \(\lambda _{a,c}< \lambda _0\) is satisfied if
By Proposition 4.1 (ii),
Since
there exists \(c_2 =c_2 (\alpha )\) such that \(\lambda _{a,c} < \lambda _0\) for all \((a,c)\in {\mathbb {R}}\times (0,c_1)\); this establishes condition (iii). At the same time, since
for any fixed \(\alpha <0\), there exist \( a_1=a_1(\alpha )>0, c_1=c_1(\alpha ) >0\) such that \( f_2(a,c) > \frac{\lambda _0}{\alpha }\) for all \((|a|,c) \in (a_1, \infty )\times (0,\infty ) \) or for all \((a,c)\in {\mathbb {R}}\times (c_1,\infty )\); this establishes conditions (i) and (ii). \(\square \)
Remark 5.2
The constants \(a_1\) and \(c_1\) (respectively, the constant \(c_2\)) obtained in our proof above tend to \(+\infty \) (respectively, tends to 0) as \(\alpha \rightarrow -\infty \). Indeed, it is enough to recall (5.1) and notice that \(\frac{\lambda _0}{\alpha }\rightarrow +\infty \) as \(\alpha \rightarrow -\infty \) (cf. Remark 3.4), while \(f_2(a,c)\) is independent of \(\alpha \).
The analysis based on the constant test function can be supplemented by a numerical evidence. Figure 3 plots the region for \(c = S=\frac{1}{\sqrt{3}}\) where \(h_\alpha [\mathbbm {1}]/\Vert \mathbbm {1}\Vert _{L^2\big (\Omega _{a,\frac{1}{\sqrt{3}}}\big )}^2 - \lambda _0(\alpha )\) is non-positive. Now, given any negative \(\alpha \), we are able to cover all sufficiently eccentric triangles.
5.2 The Ground State of a Sector as a Trial Function
The ground state of the Robin Laplacian on a convex sector with a negative boundary parameter is explicitly known (see [23, Ex. 2.5, Lem. 2.6] and also [17, Thm. 2.3 (b)]). In the next theorem we use a truncation of this ground state as a trial function and find a sufficient condition in terms of the boundary parameter, the area of the triangle, the smallest angle and the length of the smaller side of the triangle adjacent to this angle for the isoperimetric inequality to hold. This theorem provides also a quantitative version of the observation made in Remark 3.4.
Theorem 5.3
Let the parameters \(a\in {\mathbb {R}}\) and \(c >0\) be such that the triangle \(\Omega _{a,c}\) is not equilateral. Let \(\theta _\star \in (0,\pi /3)\) be the smallest angle of \(\Omega _{a,c}\). Let \(L' >0\) be the length of the smaller side of \(\Omega _{a,c}\) adjacent to that angle. Assume that \(\alpha <0\) is such that
Then the inequality
holds. In particular, for a fixed triangle \(\Omega _{a,c}\) the condition (5.2) holds for all \(|\alpha |\) large enough and for a fixed \(\alpha < 0\) this condition holds for all \(\theta _\star \) small enough.
Proof
We choose the vertex of the triangle corresponding to the angle \(\theta _\star \) as the origin and introduce the orthogonal coordinate system \((x',y')\) so that the \(x'\)-axis coincides with the bisector line of the triangle \(\Omega _{a,c}\) emerging from its smallest angle. In this coordinate system we introduce the function
Obviously, \(u_\star \in H^1(\Omega _{a,c})\), so it is an admissible trial function. By a direct computation we get the estimates
Moreover, we easily find that
Combining (5.4) and (5.5), we get from variational characterisation (4.1) with the trial function \(u_\star \) that
Relying on the analysis in Sect. 2.3, for the equilateral triangle we have \(\lambda _0= -\frac{4K^2}{\sqrt{3}S}\). Here the parameter K can be estimated as follows
where we have used that \(t=-\sqrt{\sqrt{3}S}\frac{\alpha }{K}\in (0,1)\). Hence, we get that \(K < 3-\alpha \sqrt{\sqrt{3}S}\) and thus
The desired claim follows upon combination of the above estimate with (5.6).
The first additional observation, that for a fixed triangle \(\Omega _{a,c}\) the condition (5.2) holds for all \(|\alpha |\) large enough, follows from the fact that both the left- and the right-hand sides in (5.2) tend to \(-\infty \) as \(\alpha \rightarrow -\infty \) and their ratio tends to \(4\sin ^2(\theta _\star /2)\in (0,1)\). In order to verify the other additional observation, it suffices to notice that by the triangle inequality and Proposition 4.1 (i) we have \(L' \ge l(a)/4 > \frac{3}{2}\sqrt{\frac{S}{\sqrt{3}}}\) and hence for any fixed \(\alpha < 0\) the right-hand side in (5.2) tends to \(-\infty \) as \(\theta _\star \rightarrow 0\), while the left-hand side is independent of \(\theta _\star \). \(\square \)
Theorem 1.2 from the introduction is a special version of a combination of Theorems 4.2 and 5.3 .
5.3 Numerical Support
We complement Theorem 5.3 by numerical computations in the special case \(c = S = \frac{1}{\sqrt{3}}\). In order to perform these computations we require some extra analysis. For \(a \in [0,\frac{2}{\sqrt{3}}]\) the smallest angle of the triangle \(\Omega _{a,\frac{1}{\sqrt{3}}}\) is at the vertex \((-\frac{1}{\sqrt{3}},0)\) while for \(a > \frac{2}{\sqrt{3}}\) the smallest angle of this triangle is at the vertex (a, 1). We will analyse these two cases separately.
Let \(a\in [0,\frac{2}{\sqrt{3}}]\). Using elementary geometric arguments we find that
Hence, we derive with the aid of trigonometric identities that
Moreover, the length of the shorter side of the triangle \(\Omega _{a,\frac{1}{\sqrt{3}}}\) adjacent to its smallest angle is \(L'= \frac{2}{\sqrt{3}}\).
Let \(a \in (\frac{2}{\sqrt{3}},\infty )\). Again using elementary geometric arguments we find that
and derive
Moreover, the length of the shorter side of the triangle \(\Omega _{a,\frac{1}{\sqrt{3}}}\) adjacent to its smallest angle is
Using the above analysis of the two cases \(a\in [0,\frac{2}{\sqrt{3}}]\) and \(a > \frac{2}{\sqrt{3}}\) we plot in Fig. 4 the region where the condition (5.2) is satisfied.
Furthermore, we find numerically the region where the trial function \(u_\star \) defined in (5.3) yields the inequality in Conjecture 1. In this analysis we make a simplification and construct the function \(u_\star \) always based on the angle at the vertex \(\left( -\frac{1}{\sqrt{3}},0\right) \) even though this angle is not the smallest angle of the triangle \(\Omega _{a,\frac{1}{\sqrt{3}}}\) for \(a > \frac{2}{\sqrt{3}}\). As we will see from the numerical plot even after such a simplification we still obtain a large region of validity for Conjecture 1.
In order to perform this numerical test it is convenient to express the function \(u_\star \) as a function of initial coordinates (x, y). Clearly, the distance between the points (x, y) and \((-\frac{1}{\sqrt{3}},0)\) is given by
Let \(\theta '\) be the magnitude of the angle formed by the vertices (x, y), \((-\frac{1}{\sqrt{3}},0)\), and \((\frac{1}{\sqrt{3}},0)\). We immediately find that
Hence, we obtain using the expression for \(\cot \big (\frac{\theta _\star }{2}\big )\) in (5.7) that
Finally, we conclude that
Figure 5 plots the region where the difference \(h_\alpha [u_\star ]/\Vert u_\star \Vert _{L^2(\Omega _{a, \frac{1}{\sqrt{3}}})}^2 - \lambda _0(\alpha )\) is non-positive. From this plot we see that the trial function \(u_\star \) suffices to show that the inequality in Conjecture 1 holds for any \(\text{\AA }< 0\) and all \(a >0\) not too small and for any \(a > 0\) and \(\alpha < 0\) with sufficiently large \(|\alpha |\). Moreover, according to this plot, one can show using the trial function \(u_\star \) that there exists \(a_\star > 0\) such that the inequality in Conjecture 1 holds for any \(\text{\AA }<0\) and all \(a >a_\star \).
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Acknowledgements
The authors would like to express their gratitude to the American Institute of Mathematics (AIM) for a support to organise the workshop Shape optimization with surface interactions (San Jose, USA, 17–21 June 2019), which stimulated the present research. The first and last authors (D.K. and T.V.) were partially supported by the EXPRO Grant no. 20-17749X of the Czech Science Foundation (GAČR). The second author (V.L.) acknowledges the support by the Grant no. 21-07129S of the Czech Science Foundation (GAČR).
Funding
Open access publishing supported by the National Technical Library in Prague. Funding was provided by Grantová Agentura České Republiky Grant nos. (21-07129S, 20-17749X).
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Krejčiřík, D., Lotoreichik, V. & Vu, T. Reverse Isoperimetric Inequality for the Lowest Robin Eigenvalue of a Triangle. Appl Math Optim 88, 63 (2023). https://doi.org/10.1007/s00245-023-10033-1
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DOI: https://doi.org/10.1007/s00245-023-10033-1