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Licensed Unlicensed Requires Authentication Published by De Gruyter September 7, 2023

Predicting the air-dry density of black walnut based on NIR analysis

  • Zi-Rui Ren ORCID logo , Li Luo and Bin Na EMAIL logo
From the journal Holzforschung

Abstract

The combination of computer technology and non-destructive testing technology can facilitate the development of forestry in a more intelligent direction. In this paper, a Shapley additive explanations (SHAP)-based method is used to analyse the importance of band features in the near-infrared spectrum of black walnut wood, which ranges from 900 to 1650 nm. The spectral data from the SHAP analysis are fed into an integrated framework of machine learning algorithms based on four different theories. In the comparison tests, three different pre-processed NIR spectral data are entered into the integrated framework. The result of the SHAP analysis shows that the wavelengths that are positively correlated with the air-dry density of black walnut are 1354.59, 1400.23, 1341.51, 1426.26, 1413.25 nm. The model predictions show that the SHAP-treated spectral data outperformed the other two treatments for each model. For the SHAP-treated spectral data, the KNN model gives the best results with an R2 of 0.947 and an MSE of 0.0010.


Corresponding author: Bin Na, College of Materials Science and Engineering, Nanjing Forestry University, Nanjing 210037, China, E-mail:

Funding source: The Postgraduate Research Practice Innovation Program of Jiangsu Province

Award Identifier / Grant number: SJCX22_0317

Funding source: Technological innovation in the cultivation and efficient use of forestry resources

Award Identifier / Grant number: 2016YFD0600703-2

Acknowledgements

In this paper, the mathematical model SHAP has been used to analyze the importance of the features of the spectral bands, mainly for spectral analysis and dimensionality reduction. An integrated algorithmic framework is built to optimize the machine learning model that is most suitable for predicting the air-dry density of black walnut wood.

  1. Research ethics: Not applicable.

  2. Author contributions: The first author was responsible for the entire study. The second and corresponding authors provided relevant research ideas and guidance during the course of the study. The authors have accepted responsibility for the entire content of this manuscript and approved its submission.

  3. Competing interests: The authors state no conflict of interest.

  4. Research funding: The Postgraduate Research Practice Innovation Program of Jiangsu Province SJCX22_0317.

  5. Data availability: The raw data can be obtained on request from the corresponding author.

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Received: 2023-04-06
Accepted: 2023-08-24
Published Online: 2023-09-07
Published in Print: 2023-10-26

© 2023 Walter de Gruyter GmbH, Berlin/Boston

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