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Comparison of Heads of Research Ethics Committees with Data Protection Officers on Personal Data Protection in Research: A Mixed-Methods Study with Structured Interviews

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Abstract

Personal data protection is an ethical issue. In this study we analyzed how research ethics committees (RECs) and data protection officers (DPOs) handle personal data protection issues in research protocols. We conducted a mixed-methods study. We included heads (or delegated representatives) of RECs and DPOs from universities and public research institutes in Croatia. The participants provided information about data protection issues in research and their mutual collaboration on those issues through structured interviews that contained closed and open-ended questions. Qualitative description was used to analyze open-ended questions. The results showed that 55% of the REC representatives were not aware who was DPO in their institution. Among RECs, 65% never contacted the DPO. There were 61% of RECs who reported that they received no training from the organization on personal data protection. When asked about barriers to personal data protection in their institutions, 26% of REC members highlighted the lack of a clear protocol for assessing personal data protection issues, while 30% of DPOs mentioned lack of knowledge among researchers about personal data. In conclusion, we found that when it came to protecting personal data in research protocols, RECs and DPOs hardly ever worked together. When developing future personal data protection policies for academic and scientific research institutions, it is essential that RECs and DPOs should collaborate and both continue to expand/update their knowledge on personal data protection procedures.

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Availability of Data and Material

Raw data collected within this study are available from the corresponding author on request. Please note that the qualitative data was collected in the Croatian language and the transcripts were also written in the Croatian language.

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Acknowledgements

We are grateful to the individuals who participated in this study. This study was conducted as a part of Master of Nursing thesis of the first author (KL). The thesis was written and defended in the Croatian language. We are grateful to the Croatian Personal Data Protection Agency (AZOP) for the collaboration.

Funding

This study was conducted within the project Promoting integrity in the use of research results in evidence-based policy: a focus on non-medical research (PRO-RES), funded from the European Union’s Horizon 2020 research and innovation programme under grant agreement No. 788352.

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Authors and Affiliations

Authors

Contributions

Original study design: Anamarija Mladinic (AMl), Zvonimir Koporc (ZK), Livia Puljak (LP). Revised final study design: Karlo Loznjak (KL), AMa (Anamaria Malesevic), AMl, ZK, LP. Data collection, analysis, and interpretation: KL, AMa, MČ, AMl, ZK, LP. Writing first version of the manuscript: KL, LP. Revising the manuscript for intellectual content: KL, AMa, MČ, AMl, ZK, LP. Final approval of the manuscript: KL, AMa, MČ, AMl, ZK, LP.

Corresponding authors

Correspondence to Zvonimir Koporc or Livia Puljak.

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Ethics Approval and Consent to Participate

The Ethics Committee of the Catholic University of Croatia approved the protocol of this study (Classification number: 641-03/20-01/22; Registration number: 498-03-02-06-02/1-20-02). Participants who took part in online interviews provided informed consent via e-mail. Written informed consent was obtained on paper from the participants who were interviewed in-person.

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Not applicable.

Competing Interests

The authors declare they have no competing interests.

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Ložnjak, K., Malešević, A., Čargo, M. et al. Comparison of Heads of Research Ethics Committees with Data Protection Officers on Personal Data Protection in Research: A Mixed-Methods Study with Structured Interviews. J Acad Ethics (2024). https://doi.org/10.1007/s10805-024-09509-8

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  • DOI: https://doi.org/10.1007/s10805-024-09509-8

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