Skip to main content
Log in

Developing a novel fuzzy testing model for capability index with asymmetric tolerances

  • Original Research
  • Published:
Annals of Operations Research Aims and scope Submit manuscript

Abstract

While the Taguchi capability index developed by Chan (J Qual Technol 20(3):162–175, 1988) takes the process targeting issue into consideration, it fails to account for processes with asymmetric tolerances, which are common in practice. Thus, Chen (Int J Reliab Qual Saf Eng 6(4):383–398) modified this index to include processes with asymmetric tolerances. This index is an important tool for the assessment of quality characteristics with asymmetric tolerances, which are common in practice. As the probability density function of the index is complex, statistical inference can be fairly difficult for quality or process engineers. Furthermore, sample sizes are often small in practice to increase decision-making efficiency, but this can decrease assessment accuracy. To address this issue, we employed a mathematical programming approach to make it more convenient for quality or process engineers to derive the upper confidence limit of the index. We also adopted the suggestion put forward by previous studies to incorporate historical data or expert experience in confidence-interval-based fuzzy testing. The proposed approach therefore has increased assessment accuracy, is convenient to apply in practice, and meets the need for swift responses.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

Abbreviations

\(C_{pm}\) :

Taguchi capability index

X :

Quality characteristic

N :

Normal distribution

\(\mu\) :

Process mean

\(\sigma\) :

Standard deviation

\(L\left( X \right)\) :

Taguchi loss function

k :

Multiplier of the loss

T :

Target value

\(E\left( {X - T} \right)^{2}\) :

Expected value of Taguchi loss function

\(USL\) :

Upper specification limit

\(LSL\) :

Lower specification limit

d :

Half-length of the specification interval

\(Yield\%\) :

Process yield

\(\Phi \left( \cdot \right)\) :

Cumulative distribution function of normal distribution

\(C_{PMA}\) :

Taguchi capability index for symmetric or asymmetric tolerances

A :

\(Max\left\{ {d_{1} \left( {T - \mu } \right),d_{2} \left( {\mu - T} \right)} \right\}\)

\(d_{m}\) :

\(Min\left\{ {D_{1} ,D_{2} } \right\}\)

\(d_{1}\) :

\({{d_{m} } \mathord{\left/ {\vphantom {{d_{m} } {D_{1} }}} \right. \kern-0pt} {D_{1} }}\)

\(d_{2}\) :

\({{d_{m} } \mathord{\left/ {\vphantom {{d_{m} } {D_{2} }}} \right. \kern-0pt} {D_{2} }}\)

\(X_{1} , \ldots ,X_{j} , \ldots ,X_{n}\) :

A random sample

MLE:

Maximum likelihood estimate

\(\sigma^{2}\) :

Process variance

\(\mu^{*}\) :

MLEs of \(\mu\)

\(\sigma^{*2}\) :

MLEs of \(\sigma^{2}\)

\(Z\) :

Standardized normal distribution

\(\phi_{Z} \left( t \right) = \exp \left\{ {itz - {{t^{2} } \mathord{\left/ {\vphantom {{t^{2} } 2}} \right. \kern-0pt} 2}} \right\}\) :

Characteristic function of Z

\(K\) :

Chi-square distribution with \(n - 1\) degrees of freedom

\(\phi_{K} \left( t \right) = \left( {1 - 2it} \right)^{{{{ - \left( {n - 1} \right)} \mathord{\left/ {\vphantom {{ - \left( {n - 1} \right)} 2}} \right. \kern-0pt} 2}}}\) :

Characteristic function of K

P :

Probability

\(\alpha\) :

Significance level

\(Z_{{{{\alpha^{\prime}} \mathord{\left/ {\vphantom {{\alpha^{\prime}} 2}} \right. \kern-0pt} 2}}}\) :

Upper \({{\alpha^{\prime}} \mathord{\left/ {\vphantom {{\alpha^{\prime}} 2}} \right. \kern-0pt} 2}\) quintile of \(N\left( {0,1} \right)\)

\(\chi_{{{{\alpha^{\prime}} \mathord{\left/ {\vphantom {{\alpha^{\prime}} 2}} \right. \kern-0pt} 2};n - 1}}^{2}\) :

Lower \({{\alpha^{\prime}} \mathord{\left/ {\vphantom {{\alpha^{\prime}} 2}} \right. \kern-0pt} 2}\) quintile of \(\chi_{n - 1}^{2}\)

\(\alpha^{\prime}\) :

\(1 - \sqrt {1 - \alpha }\)

\(CR\) :

Confidence region

n :

Sample size

\(\sigma_{L}\) :

\(\sqrt {\frac{n}{{\chi_{{1 - \left( {{{\alpha^{\prime}} \mathord{\left/ {\vphantom {{\alpha^{\prime}} 2}} \right. \kern-0pt} 2}} \right);n - 1}}^{2} }}} \sigma^{*}\)

\(UC_{PMA}\) :

Upper confidence limit of \(C_{PMA}\)

\(e_{Z}\) :

\(\frac{{Z_{{{{\alpha^{\prime}} \mathord{\left/ {\vphantom {{\alpha^{\prime}} 2}} \right. \kern-0pt} 2}}} }}{{\sqrt {\chi_{{1 - {{\alpha^{\prime}} \mathord{\left/ {\vphantom {{\alpha^{\prime}} 2}} \right. \kern-0pt} 2};n - 1}}^{2} } }}\sigma^{*}\)

\(I\) :

Indicator variable

\(x_{j}\) :

Observed value of \(X_{j}\)

\(\mu_{0}^{*}\) :

Observed values of \(\mu^{*}\)

\(\sigma_{0}^{*}\) :

Observed values of \(\sigma^{*}\)

\(UC_{PMA0}\) :

Observed value of the upper confidence limit \(UC_{PMA}\)

\(H_{0}\) :

Null hypothesis

\(H_{1}\) :

Alternative hypothesis

C :

The value of required level

\(\tilde{C}_{PMA0} \left[ \alpha \right]\) :

The \(\alpha {\text{ - cuts}}\) of \(\tilde{C}_{PMA0}\)

\(\Delta \left( { \, C_{M} , \, C_{R} } \right)\) :

The half-triangular shaped fuzzy number of \(C_{PMA}\)

\(\eta_{{C_{PMA} }} (x)\) :

The membership function of \(\tilde{C}_{PMA0}\)

\(HA_{T}\) :

The area in the graph of \(\eta_{{C_{PMA} }} (x)\)

\(ha_{T}\) :

Total area of \(HA_{T}\)

\(HA_{Tl}\) :

The lth segment of \(HA_{T}\)

\(d_{l}\) :

Lower base of trapezoid HATl

d l +1 :

Upper base of trapezoid HATl

\( \, ha_{Tl}\) :

The area of \(HA_{Tl}\)

\(A_{R}\) :

The area under \(\eta_{{C_{PMA} }} (x)\) to the right of vertical line \(x = C\)

\(a_{R}\) :

Total area of \(A_{R}\)

\(A_{Rl}\) :

The lth segment of AR

\( \, r_{l}\) :

Lower base of trapezoid \(A_{Rl}\)

\(r_{l - 1}\) :

Upper base of trapezoid \(A_{Rl}\)

\(a_{T}\) :

\(2 \times ha_{T}\)

\(\phi_{1} ,\phi_{2}\) :

Decision-making values

References

  • Buckley, J. J. (2005). Fuzzy statistics: Hypothesis testing. Soft Computing, 9(7), 512–518.

    Article  Google Scholar 

  • Chan, L. K., Cheng, S. W., & Spiring, F. A. (1988). A new measure of process capability Cpm. Journal of Quality Technology, 20(3), 162–175.

    Article  Google Scholar 

  • Chang, Y. C. (2009). Interval estimation of capability index Cpmk for manufacturing processes with asymmetric tolerances. Computers & Industrial Engineering, 56(1), 312–322.

    Article  Google Scholar 

  • Chang, Y. C., & Wu, C. W. (2008). Assessing process capability based on the lower confidence bound of Cpk for asymmetric tolerances. European Journal of Operational Research, 190(1), 205–227.

    Article  Google Scholar 

  • Chen, K. S. (1998). Incapability index with asymmetric tolerances. Statistica Sinica, 8(1), 253–262.

    Google Scholar 

  • Chang, T. C., & Chen, K. S. (2022). Statistical test of two Taguchi Six-Sigma quality indices to select the supplier with optimal processing quality. Journal of Testing and Evaluation, 50(1), 674–688.

    Article  Google Scholar 

  • Chen, K. S. (2022). Fuzzy testing of operating performance index based on confidence intervals. Annals of Operations Research, 311(1), 19–33.

    Article  Google Scholar 

  • Chen, K. S., & Chang, T. C. (2020). Construction and fuzzy hypothesis testing of Taguchi Six Sigma quality index. International Journal of Production Research, 58(10), 3110–3125.

    Article  Google Scholar 

  • Chen, K. S., Huang, C. F., & Chang, T. C. (2017). A mathematical programming model for constructing the confidence interval of process capability index Cpm in evaluating process performance: An example of five-way pipe. Journal of the Chinese Institute of Engineers, 40(2), 126–133.

    Article  Google Scholar 

  • Chen, K. S., & Pearn, W. L. (2001). Capability indices for processes with asymmetric tolerances. Journal of the Chinese Institute of Engineers, 24(5), 559–568.

    Article  Google Scholar 

  • Chen, K. S., Pearn, W. L., & Lin, P. C. (1999). A new generalization of Cpm for processes with asymmetric tolerances. International Journal of Reliability, Quality and Safety Engineering, 6(4), 383–398.

    Article  Google Scholar 

  • Chen, K. S., Wang, C. H., Tan, K. H., & Chiu, S. F. (2019). Developing one-sided specification Six-Sigma fuzzy quality index and testing model to measure the process performance of fuzzy information. International Journal of Production Economics, 208, 560–565.

    Article  Google Scholar 

  • Chen, K. S., & Yang, C. M. (2018). Developing a performance index with a Poisson process and an exponential distribution for operations management and continuous improvement. Journal of Computational and Applied Mathematics, 343, 737–747.

    Article  Google Scholar 

  • Chen, K. S., & Yu, C. M. (2020). Fuzzy test model for performance evaluation matrix of service operating systems. Computers & Industrial Engineering, 140, 106240.

    Article  Google Scholar 

  • Chen, K. S., Yu, C. M., & Huang, M. L. (2022). Fuzzy selection model for quality-based IC packaging process outsourcers. IEEE Transactions on Semiconductor Manufacturing, 35(1), 102–109.

    Article  Google Scholar 

  • Cheng, S. W. (1994). Practical implementation of the process capability indices. Quality Engineering, 7(2), 239–259.

    Article  Google Scholar 

  • Kaya, İ, & Kahraman, C. (2011). Fuzzy process capability indices with asymmetric tolerances. Expert Systems with Applications, 38(12), 14882–14890.

    Article  Google Scholar 

  • Li, W., & Liu, G. (2022). Dynamic failure mode analysis approach based on an improved Taguchi process capability index. Reliability Engineering & System Safety, 218, 108152.

    Article  Google Scholar 

  • Lin, G. H., Pearn, W. L., & Yang, Y. S. (2005). A Bayesian approach to obtain a lower bound for the C pm capability index. Quality and Reliability Engineering International, 21(6), 655–668.

    Article  Google Scholar 

  • Pearn, W. L., Lin, P. C., & Chen, K. S. (2004). The index for asymmetric tolerances: Implications and inference. Metrika, 60(2), 119–136.

    Article  Google Scholar 

  • Ruczinski, I. (1996). The Relation Between Cpm and the Degree of Includence. Ph.D. dissertation, University of Würzburg, Würzburg, Germany.

  • Shu, M. H., Wang, T. C., & Hsu, B. M. (2022). Generalized quick-switch sampling systems indexed by Taguchi capability with record traceability. Computers & Industrial Engineering, 172, 108577.

    Article  Google Scholar 

  • Wang, C. H., & Chen, K. S. (2020). New process yield index of asymmetric tolerances for bootstrap method and six sigma approach. International Journal of Production Economics, 219, 216–223.

    Article  Google Scholar 

  • Yu, C. M., & Chen, K. S. (2022). Fuzzy evaluation model for attribute service performance index. Journal of Intelligent & Fuzzy Systems, 43(4), 4849–4857.

    Article  Google Scholar 

  • Yu, C. M., Chen, K. S., & Guo, Y. Y. (2021). Production data evaluation analysis model: A case study of broaching machine. Journal of the Chinese Institute of Engineers, 44(7), 673–682.

    Article  Google Scholar 

  • Yu, C. M., Lai, K. K., Chen, K. S., & Chang, T. C. (2020). Process-quality evaluation for wire bonding with multiple gold wires. IEEE Access, 8(1), 106075–106082.

    Article  Google Scholar 

Download references

Acknowledgments

This is an expanded version of our 2023 RQD conference paper. The author would like to thank the Editor, Prof. Hoang Pham, and anonymous referees for their helpful comments and careful reading, which significantly improved the presentation of this paper. This work was supported by the National Science and Technology Council, Taiwan, Republic of China, Under Grant No. MOST 111-2221-E-167-011-MY2 and NSTC 112-2221-E-167-030

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Chun-Min Yu.

Ethics declarations

Competing interest

The authors have no competing interests to declare that are relevant to the content of this article.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Chen, KS., Yu, CM. Developing a novel fuzzy testing model for capability index with asymmetric tolerances. Ann Oper Res (2024). https://doi.org/10.1007/s10479-024-05948-z

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s10479-024-05948-z

Keywords

Navigation